We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund

105 hedge funds and large institutions have $313M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 39 increasing their positions, 36 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

12% more capital invested

Capital invested by funds: $280M → $313M (+$33.1M)

2% more funds holding

Funds holding: 103105 (+2)

8% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 36

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less ownership

Funds ownership: 52.64%51.64% (-1%)

Holders
105
Holders Change
+2
Holders Change %
+1.94%
% of All Funds
2.27%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
39
Reduced
36
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$60.2M -$781K -12,866 -1%
Morgan Stanley
2
Morgan Stanley
New York
$38.9M -$2.88M -47,381 -7%
UBS Group
3
UBS Group
Switzerland
$28.6M +$1.69M +27,788 +6%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$27.3M +$2.13M +35,113 +9%
LPL Financial
5
LPL Financial
California
$17.2M +$1.38M +22,770 +9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14M +$2.91M +47,940 +27%
RJA
7
Raymond James & Associates
Florida
$10.3M -$95.2K -1,567 -0.9%
Bank of America
8
Bank of America
North Carolina
$8.73M +$1.03M +17,037 +14%
Goldman Sachs
9
Goldman Sachs
New York
$7.55M +$7.44M +122,428 New
HAFS
10
Hapanowicz & Associates Financial Services
Pennsylvania
$7.19M -$245K -4,026 -3%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$4.99M +$10.4K +172 +0.2%
HFS
12
HL Financial Services
Kentucky
$4.51M -$94.4K -1,555 -2%
CS
13
Credit Suisse
Switzerland
$4.4M -$470K -7,732 -10%
AG
14
Advisor Group
Arizona
$4.17M -$55.4K -912 -1%
DADC
15
D.A. Davidson & Co
Montana
$4.12M +$130K +2,143 +3%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$4.09M +$1.01M +16,697 +34%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$3.45M +$1.07M +17,546 +46%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.43M -$1.63M -26,868 -33%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$3.13M -$954K -15,709 -24%
RIA
20
Regal Investment Advisors
Michigan
$3.05M +$27.1K +446 +0.9%
CWS
21
Cypress Wealth Services
California
$2.46M +$454K +7,470 +23%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.38M +$116K +1,916 +5%
US Bancorp
23
US Bancorp
Minnesota
$2.28M +$192K +3,160 +9%
HighTower Advisors
24
HighTower Advisors
Illinois
$2.22M +$348K +5,727 +19%
FAAS
25
First Allied Advisory Services
California
$2.13M -$1.86M -30,573 -47%

FYX Hedge Fund Activity: Q1 2019 in Review

105 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2019, worth a combined $313M — up 12% from $280M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FYX positions and 12 closed out — a net gain of 3 holders — while 39 added to existing stakes and 36 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $7.44M. The largest seller was Private Advisor Group, exiting entirely with an estimated $6.25M sold.

  • 105 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2019, up from 103 in Q4 2018.
  • Funds reported $313M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2019, up 12% quarter-over-quarter.
  • 15 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2019 and 12 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2019 was Goldman Sachs, an estimated $7.44M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2019 was Private Advisor Group, an estimated $6.25M sold.

Based on aggregated 13F filings for Q1 2019.