First Trust Small Cap Core AlphaDEX Fund
117 hedge funds and large institutions have $573M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 16 closing their positions.
40% more repeat investments, than reductions
Existing positions increased: 49 | Existing positions reduced: 35
33% more funds holding in top 10
Funds holding in top 10: 3 → 4 (+1)
0.17% more ownership
Funds ownership: 61.01% → 61.19% (+0.17%)
6% less capital invested
Capital invested by funds: $612M → $573M (-$39M)
6% less funds holding
Funds holding: 125 → 117 (-8)
31% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SMF
Sterling Manor Financial
Saratoga Springs,
New York
|
+$5.13M |
| 2 |
FTUS
Flow Traders U.S.
New York
|
+$4.28M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$4.24M |
| 4 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
+$3.71M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$2.28M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$9.62M |
| 2 |
Morgan Stanley
New York
|
-$6.36M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$4.74M |
| 4 |
SFS
Sowell Financial Services
North Little Rock,
Arkansas
|
-$4.44M |
| 5 |
Wells Fargo
San Francisco,
California
|
-$3.69M |
FYX Hedge Fund Activity: Q3 2021 in Review
117 of the 5,728 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2021, worth a combined $573M — down 6.4% from $612M a quarter earlier.
Sellers outnumbered buyers: 16 funds closed out of FYX and 11 opened new positions — a net loss of 5 holders — while 35 trimmed existing stakes and 49 added.
The largest buyer was Sterling Manor Financial, adding an estimated $5.13M. The largest seller was LPL Financial, cutting an estimated $9.62M.
- 117 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2021, down from 125 in Q2 2021.
- Funds reported $573M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2021, down 6.4% quarter-over-quarter.
- 11 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2021 and 16 closed out, a net change of -5 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2021 was Sterling Manor Financial, an estimated $5.13M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2021 was LPL Financial, an estimated $9.62M sold.
Based on aggregated 13F filings for Q3 2021.