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First Trust Small Cap Core AlphaDEX Fund

117 hedge funds and large institutions have $573M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 15 closing their positions.

Holders
117
Holders Change
-7
Holders Change %
-5.65%
% of All Funds
2.05%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
11
Increased
49
Reduced
35
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$86.6M 945,608 -40,408 -4%
Morgan Stanley
2
Morgan Stanley
New York
$71.3M 779,022 -69,574 -8%
Bank of America
3
Bank of America
North Carolina
$52M 568,240 +24,936 +5%
LPL Financial
4
LPL Financial
California
$47.4M 517,402 -105,290 -17%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$41.7M 455,215 +46,374 +11%
UBS Group
6
UBS Group
Switzerland
$18.9M 206,308 +2,564 +1%
RJA
7
Raymond James & Associates
Florida
$17.3M 189,020 -3,168 -2%
HAFS
8
Hapanowicz & Associates Financial Services
Pennsylvania
$16.2M 176,741 +8,785 +5%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$14.5M 158,607 -11,190 -7%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$12M 130,785 -51,844 -28%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$9.94M 108,568 -4,341 -4%
Osaic Holdings
12
Osaic Holdings
Arizona
$9.28M 101,369 -3,057 -3%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$8.84M 96,553 +21,779 +29%
KAS
14
Kestra Advisory Services
Texas
$8.79M 96,047 +6,384 +7%
SMF
15
Sterling Manor Financial
New York
$8.34M 91,143 +56,096 +160%
First Trust Advisors
16
First Trust Advisors
Illinois
$7.31M 79,840 +1,888 +2%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$7.17M 78,347 -16,432 -17%
HWM
18
Holloway Wealth Management
Florida
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$6.65M 72,645 +6,253 +9%
PAG
20
Private Advisor Group
New Jersey
$6.49M 70,917 +4,096 +6%
SWP
21
Stratos Wealth Partners
Ohio
$6.03M 65,851 -9,478 -13%
RIA
22
Regal Investment Advisors
Michigan
$5.77M 63,013 +1,921 +3%
AIA
23
Arrow Investment Advisors
Maryland
$5.67M 61,953 -2,779 -4%
WP
24
WealthSource Partners
California
$5.52M 60,265 +3,038 +5%
SWAG
25
Spectrum Wealth Advisory Group
California
$5.13M 56,074 +2,357 +4%