Sowell Financial Services’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Sowell Financial Services’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-47,639	Closed	-$4.44M	–	501
2021 Q2	$4.44M	Sell	47,639 -9,649	-17%	-$898K	0.29%	90
2021 Q1	$5.34M	Buy	+57,288	New	+$5.03M	0.19%	118
2020 Q4	–	Sell	-47	Closed	-$3K	–	2748
2020 Q3	$3K	Hold	47	–	–	﹤0.01%	2120
2020 Q2	$3K	Hold	47	–	–	﹤0.01%	2036
2020 Q1	$2K	Hold	47	–	–	﹤0.01%	2060
2019 Q4	$3K	Sell	47 -5,636	-99%	-$350K	﹤0.01%	2061
2019 Q3	$341K	Buy	+5,683	New	+$341K	0.03%	502
2019 Q1	$382K	Sell	6,185 -373	-6%	-$22.7K	0.04%	404
2018 Q4	$355K	Buy	+6,558	New	+$398K	0.05%	348

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Sowell Financial Services's FYX Position: Q3 2021 in Review

Sowell Financial Services sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2021, closing a stake of 47,639 shares — an estimated $4.44M sold.

Sowell Financial Services first reported a position in FYX in Q4 2018 and held it in 9 quarters. The position peaked at $5.34M in Q1 2021. 117 funds tracked by Wall St. Rank hold FYX as of Q3 2021.

Sowell Financial Services reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
Sowell Financial Services sold 47,639 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2021, an estimated $4.44M.
Sowell Financial Services first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2018 and held it in 9 quarters.
Sowell Financial Services's First Trust Small Cap Core AlphaDEX Fund position peaked at $5.34M in Q1 2021.
117 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2021.

Based on Sowell Financial Services's 13F filing for Q3 2021, filed 4 Nov 2021.