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First Trust Small Cap Core AlphaDEX Fund

104 hedge funds and large institutions have $336M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 33 increasing their positions, 26 reducing their positions, and 7 closing their positions.

Holders
104
Holders Change
+22
Holders Change %
+26.83%
% of All Funds
1.85%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
30
Increased
33
Reduced
26
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$50.4M 654,598 +136,370 +26%
Morgan Stanley
2
Morgan Stanley
New York
$39.3M 510,912 +40,275 +9%
TIM
3
Total Investment Management
Arizona
$27.7M 359,987 +4,287 +1%
UBS Group
4
UBS Group
Switzerland
$26.2M 340,703 -12,627 -4%
RJA
5
Raymond James & Associates
Florida
$17.6M 229,044 +24,324 +12%
LPL Financial
6
LPL Financial
California
$15.4M 200,714 +24,561 +14%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$14.9M 193,435 -23,734 -11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$13.2M 171,877 +398 +0.2%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$11.1M 144,375 +4,189 +3%
Bank of America
10
Bank of America
North Carolina
$9.64M 125,235 -3,142 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$8.41M 109,328 -519 -0.5%
FWM
12
Frontier Wealth Management
Missouri
$5.96M 77,393 +1,830 +2%
Osaic Holdings
13
Osaic Holdings
Arizona
$5.9M 76,585 +12,620 +20%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$5.54M 71,987 -4,926 -6%
RIA
15
Regal Investment Advisors
Michigan
$4.91M 63,808 +63,808 New
AIA
16
Arrow Investment Advisors
Maryland
$4.78M 62,093 +62,093 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$4.1M 53,273 +116 +0.2%
HWM
18
Holloway Wealth Management
Florida
KAS
19
Kestra Advisory Services
Texas
$3.79M 49,244 +6,780 +16%
CAS
20
Coppell Advisory Solutions
Texas
$3.72M 48,377 +48,377 New
IA
21
IFG Advisory
Georgia
$3.53M 45,812 +201 +0.4%
DADC
22
D.A. Davidson & Co
Montana
$3.25M 42,204 -1,662 -4%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$3.25M 42,199 +25,158 +148%
CPIG
24
Chicago Partners Investment Group
Illinois
$3.06M 35,712 +2,488 +7%
SMF
25
Sterling Manor Financial
New York
$3.01M 39,105 +39,105 New