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First Trust Small Cap Core AlphaDEX Fund

153 hedge funds and large institutions have $598M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 51 increasing their positions, 57 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 5

10% more capital invested

Capital invested by funds: $542M → $598M (+$56.1M)

10% more funds holding

Funds holding: 139153 (+14)

1.45% more ownership

Funds ownership: 64.37%65.82% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

11% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 57

Holders
153
Holders Change
+14
Holders Change %
+10.07%
% of All Funds
2.2%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
21
Increased
51
Reduced
57
Closed
5
Calls
$229K
Puts
Net Calls
+$229K
Net Calls Change
-$60K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.1M +$2.79M +29,063 +4%
Wells Fargo
2
Wells Fargo
California
$61.7M +$3.92M +40,832 +7%
LPL Financial
3
LPL Financial
California
$52M +$1.73M +18,035 +4%
Bank of America
4
Bank of America
North Carolina
$45.1M +$140K +1,465 +0.3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$38.3M -$1.23M -12,841 -3%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$26.6M -$2.39M -24,946 -9%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$24.6M +$680K +7,091 +3%
RJA
8
Raymond James & Associates
Florida
$21M +$40.2K +419 +0.2%
UBS Group
9
UBS Group
Switzerland
$20.2M -$300K -3,125 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$20.1M +$505K +5,266 +3%
WAAG
11
Wealth Alliance Advisory Group
Kansas
$12.4M +$185K +1,928 +2%
MLRA
12
Main Line Retirement Advisors
Montana
$11.8M +$641K +6,685 +6%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$9.74M +$1.63M +17,032 +21%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$9.62M -$5.27M -54,942 -36%
JP Morgan Chase
15
JP Morgan Chase
New York
$8.62M +$2.05M +21,401 +33%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$7.95M +$1.36M +14,156 +22%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$7.95M -$65.4K -682 -0.8%
CPIG
18
Chicago Partners Investment Group
Illinois
$6.83M +$157K +1,635 +2%
KAS
19
Kestra Advisory Services
Texas
$6.2M -$1.07M -11,128 -15%
Osaic Holdings
20
Osaic Holdings
Arizona
$6.13M -$140K -1,458 -2%
GCA
21
Genesee Capital Advisors
New York
$6.01M +$43.1K +449 +0.7%
VAS
22
Vestmark Advisory Solutions
Massachusetts
$5.79M -$89.2K -930 -2%
Stifel Financial
23
Stifel Financial
Missouri
$5.58M +$1.05M +10,925 +24%
IA
24
IFG Advisory
Georgia
$4.52M -$637K -6,641 -13%
DADC
25
D.A. Davidson & Co
Montana
$4.42M -$24.2K -252 -0.6%

FYX Hedge Fund Activity: Q3 2024 in Review

153 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2024, worth a combined $598M — up 10% from $542M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FYX positions and 5 closed out — a net gain of 16 holders — while 51 added to existing stakes and 57 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $4.06M. The largest seller was NewEdge Advisors, cutting an estimated $7.16M.

  • 153 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2024, up from 139 in Q2 2024.
  • Funds reported $598M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2024, up 10% quarter-over-quarter.
  • 21 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2024 and 5 closed out, a net change of +16 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2024 was International Assets Investment Management, an estimated $4.06M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2024 was NewEdge Advisors, an estimated $7.16M sold.

Based on aggregated 13F filings for Q3 2024.