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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

77 hedge funds and large institutions have $240M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 25 reducing their positions, and 5 closing their positions.

Holders
77
Holders Change
-1
Holders Change %
-1.28%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
6
Increased
35
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$9.82M
2
IH
2
IFC Holdings
Florida
$2.47M
3
AG
3
Advisor Group
Arizona
$2.43M
4
CS
4
Credit Suisse
Switzerland
$1.25M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$1.93M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$49.2M
2
PFA
2
Pinnacle Family Advisors
Missouri
$255K
3
RJA
3
Raymond James & Associates
Florida
$3.96M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
Jane Street
5
Jane Street
New York
$385K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$49.2M 884,217 -197,922 -18%
Morgan Stanley
2
Morgan Stanley
New York
$44.2M 794,266 +16,494 +2%
UBS Group
3
UBS Group
Switzerland
$16.5M 295,835 -47,390 -14%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$12.8M 229,302 +7,165 +3%
LPL Financial
5
LPL Financial
California
$10M 180,371 -8,886 -5%
Bank of America
6
Bank of America
North Carolina
$9.82M 176,650 +36,644 +26%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$9.25M 167,268 +2,569 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.49M 134,608 -1,467 -1%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$5.89M 105,841 +4,958 +5%
HFS
10
HL Financial Services
Kentucky
$4.9M 88,090 +9,153 +12%
LPT
11
Legacy Private Trust
Wisconsin
$4.69M 84,350 -13,933 -14%
Stifel Financial
12
Stifel Financial
Missouri
$4.36M 78,275 +3,250 +4%
Ameriprise
13
Ameriprise
Minnesota
$4.06M 72,646 -27,742 -28%
RJA
14
Raymond James & Associates
Florida
$3.96M 71,120 -120,953 -63%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$3.85M 69,229 -19 -0%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$3.47M 62,384 +1,676 +3%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$2.87M 51,613 +8,771 +20%
IH
18
IFC Holdings
Florida
$2.47M 44,338 +27,682 +166%
RIA
19
Regal Investment Advisors
Michigan
$2.45M 44,027 +2,596 +6%
AG
20
Advisor Group
Arizona
$2.43M 43,596 +22,787 +110%
FAAS
21
First Allied Advisory Services
California
$1.97M 35,311 +17,007 +93%
HighTower Advisors
22
HighTower Advisors
Illinois
$1.93M 34,737 +18,015 +108%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.91M 34,734 +7,246 +26%
ICOA
24
Investment Centers of America
North Dakota
$1.85M 33,373 +662 +2%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.52M 27,380 -3,322 -11%
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