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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

66 hedge funds and large institutions have $224M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 40 reducing their positions, and 10 closing their positions.

Holders
66
Holders Change
-2
Holders Change %
-2.94%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
14
Reduced
40
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$13.7M
2
Jane Street
2
Jane Street
New York
$2.73M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.55M
4
CWM
4
Cornerstone Wealth Management
Missouri
$432K
5
TH
5
Timber Hill
Connecticut
$346K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$28.6M
2
Wells Fargo
2
Wells Fargo
California
$49.9M
3
LPL Financial
3
LPL Financial
California
$16.8M
4
RJA
4
Raymond James & Associates
Florida
$3.21M
5
AIM
5
Astor Investment Management
Illinois
$10.2M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$49.9M 1,107,188 -405,779 -27%
Morgan Stanley
2
Morgan Stanley
New York
$28.6M 635,131 -466,978 -42%
UBS Group
3
UBS Group
Switzerland
$24.5M 543,677 -98,477 -15%
LPL Financial
4
LPL Financial
California
$16.8M 383,569 -409,956 -52%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$13.7M 304,077 +126,335 +71%
AIM
6
Astor Investment Management
Illinois
$10.2M 226,217 -303,537 -57%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$10.2M 225,670 +4,715 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.48M 210,281 -191,344 -48%
Bank of America
9
Bank of America
North Carolina
$4.93M 109,225 -43,947 -29%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$4.5M 99,870 -44,166 -31%
ACM
11
Aviance Capital Management
Florida
$4.39M 97,319 -141,183 -59%
Goldman Sachs
12
Goldman Sachs
New York
$3.85M 85,377 -5,158 -6%
HFS
13
HL Financial Services
Kentucky
$3.79M 84,026 -12,067 -13%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$3.55M 78,752 +15,496 +24%
Stifel Financial
15
Stifel Financial
Missouri
$3.42M 75,760 -8,667 -10%
RJA
16
Raymond James & Associates
Florida
$3.21M 71,130 -397,294 -85%
Ameriprise
17
Ameriprise
Minnesota
$2.76M 61,264 -16,003 -21%
Jane Street
18
Jane Street
New York
$2.73M 60,605 +45,774 +309%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.2M 48,744 +1,261 +3%
ICOA
20
Investment Centers of America
North Dakota
$1.63M 36,320 +2,845 +8%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.14M 25,175 -1,143 -4%
VKH
22
Virtu KCG Holdings
New York
$1.12M 24,869 -20,275 -45%
PNC
23
Park National Corp
Ohio
$1.11M 24,516 – –
AIG
24
American International Group
New York
$1.1M 24,487 +1,384 +6%
FAAS
25
First Allied Advisory Services
California
$970K 21,340 +4,952 +30%
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