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First Trust Small Cap Core AlphaDEX Fund

124 hedge funds and large institutions have $499M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 56 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.74% more ownership

Funds ownership: 62.77%64.51% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 13

1% less capital invested

Capital invested by funds: $503M → $499M (-$4.31M)

2% less funds holding

Funds holding: 126124 (-2)

34% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 56

Holders
124
Holders Change
-2
Holders Change %
-1.59%
% of All Funds
1.95%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
13
Increased
37
Reduced
56
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$54.7M -$1.03M -12,995 -2%
LPL Financial
2
LPL Financial
California
$54.2M -$9.27M -117,352 -15%
Wells Fargo
3
Wells Fargo
California
$47M -$831K -10,527 -2%
Bank of America
4
Bank of America
North Carolina
$42.2M -$8.92M -112,970 -18%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$33.4M -$2.53M -32,088 -7%
UBS Group
6
UBS Group
Switzerland
$19.7M -$169K -2,139 -0.9%
RJA
7
Raymond James & Associates
Florida
$18.1M +$2.64M +33,427 +18%
HAFS
8
Hapanowicz & Associates Financial Services
Pennsylvania
$17.5M -$583K -7,383 -3%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$16.3M +$2.75M +34,842 +21%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$11.7M -$197K -2,498 -2%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$9.69M +$2.6M +32,877 +39%
WAAG
12
Wealth Alliance Advisory Group
Kansas
$8.89M -$39.3K -497 -0.5%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$7.8M +$198K +2,505 +3%
MLRA
14
Main Line Retirement Advisors
Montana
$7.58M +$7.28M +92,143 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$7.43M +$743K +9,404 +12%
KAS
16
Kestra Advisory Services
Texas
$7.39M +$302K +3,826 +4%
WP
17
WealthSource Partners
California
$7.06M -$21.8K -276 -0.3%
Osaic Holdings
18
Osaic Holdings
Arizona
$6.57M +$311K +3,937 +5%
RIA
19
Regal Investment Advisors
Michigan
$6.48M +$230K +2,915 +4%
NA
20
NewEdge Advisors
Louisiana
$6.04M +$5.8M +73,427 +209,791%
WWM
21
Western Wealth Management
Colorado
$5.66M -$478K -6,051 -8%
DADC
22
D.A. Davidson & Co
Montana
$5.63M -$144K -1,819 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$5.25M +$440K +5,567 +10%
IA
24
IFG Advisory
Georgia
$4.93M -$144K -1,824 -3%
CPIG
25
Chicago Partners Investment Group
Illinois
$4.92M +$202K +2,562 +5%

FYX Hedge Fund Activity: Q2 2023 in Review

124 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2023, worth a combined $499M — down 0.86% from $503M a quarter earlier.

Fund positioning in FYX was balanced in Q2 2023: 13 funds opened new positions, 13 closed out, 37 added to existing stakes and 56 trimmed.

The largest buyer was NewEdge Advisors, adding an estimated $5.8M. The largest seller was LPL Financial, cutting an estimated $9.27M.

  • 124 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2023, down from 126 in Q1 2023.
  • Funds reported $499M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2023, down 0.86% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2023 and 13 closed out, a net change of 0 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2023 was NewEdge Advisors, an estimated $5.8M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2023 was LPL Financial, an estimated $9.27M sold.

Based on aggregated 13F filings for Q2 2023.