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First Trust Small Cap Core AlphaDEX Fund

59 hedge funds and large institutions have $329M invested in First Trust Small Cap Core AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
59
Holders Change
+2
Holders Change %
+3.51%
% of All Funds
1.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
31
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$69.3M 1,415,144 +7,264 +0.5%
Wells Fargo
2
Wells Fargo
California
$56.6M 1,155,099 +18,539 +2%
UBS Group
3
UBS Group
Switzerland
$49.2M 1,003,840 +1,003,840 New
RJA
4
Raymond James & Associates
Florida
$22M 449,949 +21,879 +5%
LPL Financial
5
LPL Financial
California
$20.6M 419,927 +89,890 +27%
AIM
6
Astor Investment Management
Illinois
$18.6M 378,733 +77,558 +26%
Bank of America
7
Bank of America
North Carolina
$14.5M 296,599 -87,232 -23%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.3M 250,542 +119,705 +91%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$11.4M 233,099 +11,016 +5%
B
10
Baird
Wisconsin
$9.43M 192,498 -7,233 -4%
HFS
11
HL Financial Services
Kentucky
$5M 102,036 -4,398 -4%
Ameriprise
12
Ameriprise
Minnesota
$4.21M 85,958 +14,911 +21%
Stifel Financial
13
Stifel Financial
Missouri
$3.79M 77,302 +5,591 +8%
BTS
14
BB&T Securities
Virginia
$3.75M 7,646 -5,480 -42%
CA
15
Cetera Advisors
Colorado
$2.37M 48,452 +4,135 +9%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$2.11M 43,131 -5,130 -11%
Deutsche Bank
17
Deutsche Bank
Germany
$1.94M 39,505 -6,520 -14%
PI
18
Placemark Investments
Illinois
$1.67M 34,085 +16,498 +94%
ICOA
19
Investment Centers of America
North Dakota
$1.6M 32,552 +5,597 +21%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.56M 31,837 -91 -0.3%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.52M 31,107 +4,952 +19%
Jane Street
22
Jane Street
New York
$1.39M 28,328 +23,246 +457%
ACM
23
Aviance Capital Management
Florida
$1.36M 27,806 +27,806 New
AIG
24
American International Group
New York
$1.24M 25,364 +16,741 +194%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.07M 21,850 +834 +4%