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First Trust Small Cap Core AlphaDEX Fund

145 hedge funds and large institutions have $595M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 55 increasing their positions, 50 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

10% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 50

0% more funds holding

Funds holding: 145145 (0)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

5% less capital invested

Capital invested by funds: $624M → $595M (-$29.5M)

4.25% less ownership

Funds ownership: 71.09%66.84% (-4.2%)

Holders
145
Holders Change
Holders Change %
0%
% of All Funds
2.09%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
13
Increased
55
Reduced
50
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.5M -$59.1M -660,653 -48%
Wells Fargo
2
Wells Fargo
California
$54.2M +$5.4M +60,302 +12%
LPL Financial
3
LPL Financial
California
$50M -$1.67M -18,705 -3%
Bank of America
4
Bank of America
North Carolina
$42.2M +$1.37M +15,298 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$35.9M +$1.35M +15,058 +4%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$26.9M +$5.76M +64,326 +29%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$21.8M +$138K +1,547 +0.7%
UBS Group
8
UBS Group
Switzerland
$20M -$214K -2,390 -1%
RJA
9
Raymond James & Associates
Florida
$19.3M -$5.01M -55,926 -21%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$18.7M +$8.59M +95,932 +92%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$17.6M +$725K +8,100 +4%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$12.8M +$584K +6,530 +5%
JP Morgan Chase
13
JP Morgan Chase
New York
$12.4M +$9.79M +109,399 +461%
WAAG
14
Wealth Alliance Advisory Group
Kansas
$11.2M +$541K +6,048 +5%
MLRA
15
Main Line Retirement Advisors
Montana
$9.98M +$545K +6,087 +6%
CA
16
Cetera Advisors
Colorado
$9.45M +$7.09M +79,263 +359%
KAS
17
Kestra Advisory Services
Texas
$9.13M -$669K -7,473 -7%
PNC
18
Park National Corp
Ohio
$8.02M -$163K -1,824 -2%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$7.68M -$2.02M -22,524 -21%
CAN
20
Cetera Advisor Networks
California
$7.35M +$794K +8,876 +13%
NA
21
NewEdge Advisors
Louisiana
$7.33M -$437K -4,887 -6%
Osaic Holdings
22
Osaic Holdings
Arizona
$6.1M -$924K -10,325 -14%
CPIG
23
Chicago Partners Investment Group
Illinois
$5.93M +$142K +1,583 +2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$5.55M +$1.08M +12,033 +25%
WWM
25
Western Wealth Management
Colorado
$5.51M -$437K -4,887 -8%

FYX Hedge Fund Activity: Q1 2024 in Review

145 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2024, worth a combined $595M — down 4.7% from $624M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 10 closed out — a net gain of 3 holders — while 55 added to existing stakes and 50 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $9.79M. The largest seller was Morgan Stanley, cutting an estimated $59.1M.

  • 145 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2024, unchanged from Q4 2023.
  • Funds reported $595M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2024, down 4.7% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2024 and 10 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2024 was JP Morgan Chase, an estimated $9.79M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $59.1M sold.

Based on aggregated 13F filings for Q1 2024.