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First Trust Small Cap Core AlphaDEX Fund

86 hedge funds and large institutions have $267M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 37 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
86
Holders Change
+1
Holders Change %
+1.18%
% of All Funds
1.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
37
Reduced
26
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$58.5M -$6.08M -100,968 -9%
Morgan Stanley
2
Morgan Stanley
New York
$44.8M -$6.71M -111,375 -13%
UBS Group
3
UBS Group
Switzerland
$19.4M +$3.31M +54,984 +21%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$16.9M +$800K +13,283 +5%
LPL Financial
5
LPL Financial
California
$12M -$257K -4,266 -2%
HAFS
6
Hapanowicz & Associates Financial Services
Pennsylvania
$11.3M +$425K +7,231 +4%
Bank of America
7
Bank of America
North Carolina
$10.3M +$1.29M +21,346 +14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.5M +$649K +10,786 +8%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$7.27M +$472K +7,846 +7%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$5.82M -$172K -2,858 -3%
RJA
11
Raymond James & Associates
Florida
$5.77M +$342K +5,678 +6%
HFS
12
HL Financial Services
Kentucky
$4.62M -$118K -1,956 -2%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$4.54M -$9.64K -160 -0.2%
LPT
14
Legacy Private Trust
Wisconsin
$4.24M -$103K -1,713 -2%
FAAS
15
First Allied Advisory Services
California
$3.57M -$2.86M -47,542 -44%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$3.43M +$24K +399 +0.7%
DADC
17
D.A. Davidson & Co
Montana
$3.24M +$939K +15,587 +41%
AG
18
Advisor Group
Arizona
$3.14M +$19.7K +328 +0.6%
RIA
19
Regal Investment Advisors
Michigan
$2.69M +$40.5K +673 +2%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$2.28M +$264K +4,390 +13%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$2.26M -$49.2K -817 -2%
HighTower Advisors
22
HighTower Advisors
Illinois
$2.11M +$102K +1,694 +5%
CAN
23
Cetera Advisor Networks
California
$2.02M +$109K +1,807 +6%
CCA
24
Clearwater Capital Advisors
Illinois
$2.01M +$69.6K +1,156 +4%
US Bancorp
25
US Bancorp
Minnesota
$1.9M +$252K +4,190 +15%