MML Investors Services
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MML Investors Services’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

MML Investors Services’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$3.27M Buy
27,439
+10,390
+61% +$1.25M 0.01% 1044
2025
Q4 		$1.93M Sell
17,049
-923
-5% -$102K ﹤0.01% 1398
2025
Q3 		$1.96M Buy
17,972
+2,346
+15% +$244K 0.01% 1335
2025
Q2 		$1.52M Sell
15,626
-4,665
-23% -$422K ﹤0.01% 1416
2025
Q1 		$1.83M Buy
20,291
+3,622
+22% +$355K 0.01% 1228
2024
Q4 		$1.69M Buy
16,669
+2,201
+15% +$227K 0.01% 1216
2024
Q3 		$1.44M Sell
14,468
-61
-0.4% -$5.85K 0.01% 1280
2024
Q2 		$1.31M Sell
14,529
-411
-3% -$37.2K 0.01% 1263
2024
Q1 		$1.39M Sell
14,940
-1,728
-10% -$155K 0.01% 1232
2023
Q4 		$1.53M Buy
16,668
+5,557
+50% +$456K 0.01% 1139
2023
Q3 		$896K Sell
11,111
-186
-2% -$15.7K 0.01% 1277
2023
Q2 		$929K Buy
11,297
+194
+2% +$15.3K 0.01% 1265
2023
Q1 		$895K Buy
11,103
+3,018
+37% +$252K 0.01% 1124
2022
Q4 		$634K Buy
8,085
+1,338
+20% +$106K ﹤0.01% 1383
2022
Q3 		$491K Buy
6,747
+2,510
+59% +$204K ﹤0.01% 1439
2022
Q2 		$325K Sell
4,237
-1,804
-30% -$151K ﹤0.01% 1626
2022
Q1 		$553K Buy
6,041
+2,059
+52% +$188K ﹤0.01% 1405
2021
Q4 		$387K Buy
+3,982
New +$383K ﹤0.01% 1552
2020
Q3 		– Sell
-3,729
Closed -$202K – 1587
2020
Q2 		$202K Buy
+3,729
New +$184K ﹤0.01% 1427
2020
Q1 		– Sell
-3,696
Closed -$240K – 1450
2019
Q4 		$240K Sell
3,696
-2,010
-35% -$125K ﹤0.01% 1342
2019
Q3 		$343K Sell
5,706
-3,019
-35% -$181K 0.01% 1112
2019
Q2 		$536K Sell
8,725
-2,964
-25% -$182K 0.01% 990
2019
Q1 		$721K Sell
11,689
-22,586
-66% -$1.37M 0.01% 838
2018
Q4 		$1.86M Sell
34,275
-5,410
-14% -$329K 0.03% 438
2018
Q3 		$2.74M Sell
39,685
-23,895
-38% -$1.64M 0.05% 346
2018
Q2 		$4.2M Buy
63,580
+39,430
+163% +$2.52M 0.09% 220
2018
Q1 		$1.45M Buy
24,150
+19,539
+424% +$1.2M 0.03% 425
2017
Q4 		$282K Sell
4,611
-14,548
-76% -$870K 0.01% 1116
2017
Q3 		$1.13M Sell
19,159
-2,684
-12% -$150K 0.02% 474
2017
Q2 		$1.22M Buy
21,843
+8,681
+66% +$473K 0.02% 453
2017
Q1 		$716K Buy
+13,162
New +$713K 0.01% 355

Other funds holding FYX

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

MML Investors Services's FYX Position: Q1 2026 in Review

MML Investors Services increased its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 61% in Q1 2026, buying an estimated $1.25M and bringing the position to 27,439 shares worth $3.27M. The position accounts for 0.01% of the portfolio, ranked #1044.

MML Investors Services first reported a position in FYX in Q1 2017 and has held it in 31 quarters since. The position peaked at $4.2M in Q2 2018. 181 funds tracked by Wall St. Rank hold FYX as of Q1 2026.

  • MML Investors Services held 27,439 shares of First Trust Small Cap Core AlphaDEX Fund worth $3.27M as of Q1 2026.
  • MML Investors Services bought 10,390 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2026, an estimated $1.25M.
  • First Trust Small Cap Core AlphaDEX Fund made up 0.01% of MML Investors Services's portfolio in Q1 2026, its #1044 holding.
  • MML Investors Services first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2017 and has held it in 31 quarters since.
  • MML Investors Services's First Trust Small Cap Core AlphaDEX Fund position peaked at $4.2M in Q2 2018.
  • 181 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2026.

Based on MML Investors Services's 13F filing for Q1 2026, filed 4 May 2026.