First Trust Small Cap Core AlphaDEX Fund
98 hedge funds and large institutions have $444M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 45 increasing their positions, 24 reducing their positions, and 9 closing their positions.
88% more repeat investments, than reductions
Existing positions increased: 45 | Existing positions reduced: 24
33% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 9
24% more capital invested
Capital invested by funds: $356M → $444M (+$87.1M)
3.32% more ownership
Funds ownership: 55.61% → 58.93% (+3.3%)
3% more funds holding
Funds holding: 95 → 98 (+3)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PFA
Pinnacle Family Advisors
Springfield,
Missouri
|
+$16.7M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$14.6M |
| 3 |
BTS
BB&T Securities
Richmond,
Virginia
|
+$11.8M |
| 4 |
CWM
Cornerstone Wealth Management
St. Peters,
Missouri
|
+$11.3M |
| 5 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
+$7.54M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HAFS
Hapanowicz & Associates Financial Services
Pittsburgh,
Pennsylvania
|
-$5.24M |
| 2 |
Envestnet Asset Management
Chicago,
Illinois
|
-$3.93M |
| 3 |
MML Investors Services
Springfield,
Massachusetts
|
-$1.64M |
| 4 |
PGA
Premia Global Advisors
Coral Gables,
Florida
|
-$1.35M |
| 5 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$1.29M |
FYX Hedge Fund Activity: Q3 2018 in Review
98 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2018, worth a combined $444M — up 24% from $356M a quarter earlier.
Buyers outnumbered sellers: 12 funds opened new FYX positions and 9 closed out — a net gain of 3 holders — while 45 added to existing stakes and 24 trimmed.
The largest buyer was Pinnacle Family Advisors, adding an estimated $16.7M. The largest seller was Hapanowicz & Associates Financial Services, cutting an estimated $5.24M.
- 98 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2018, up from 95 in Q2 2018.
- Funds reported $444M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2018, up 24% quarter-over-quarter.
- 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2018 and 9 closed out, a net change of +3 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2018 was Pinnacle Family Advisors, an estimated $16.7M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2018 was Hapanowicz & Associates Financial Services, an estimated $5.24M sold.
Based on aggregated 13F filings for Q3 2018.