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First Trust Small Cap Core AlphaDEX Fund

75 hedge funds and large institutions have $283M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 39 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
75
Holders Change
+6
Holders Change %
+8.7%
% of All Funds
1.88%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
12
Increased
39
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$74.9M 1,391,060 +262,910 +23%
Morgan Stanley
2
Morgan Stanley
New York
$44.9M 833,790 +244,094 +41%
UBS Group
3
UBS Group
Switzerland
$23.7M 440,102 -88,300 -17%
RJA
4
Raymond James & Associates
Florida
$15.4M 286,635 +124,269 +77%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$13.3M 247,620 +33,517 +16%
LPL Financial
6
LPL Financial
California
$9.95M 183,599 +38,049 +26%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$8.92M 163,447 +163,447 New
AIM
8
Astor Investment Management
Illinois
$7.18M 133,367 -30,050 -18%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.63M 123,124 +43,654 +55%
Bank of America
10
Bank of America
North Carolina
$6.42M 119,278 +2,229 +2%
PFA
11
Pinnacle Family Advisors
Missouri
$6.1M 113,373 +113,373 New
Ameriprise
12
Ameriprise
Minnesota
$4.96M 92,198 -5,908 -6%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$4.73M 87,778 -804 -0.9%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$4.64M 86,051 +63,601 +283%
HFS
15
HL Financial Services
Kentucky
$4.3M 79,939 -4,165 -5%
Stifel Financial
16
Stifel Financial
Missouri
$3.99M 74,113 +1,395 +2%
SG Americas Securities
17
SG Americas Securities
New York
$3.82M 70,978 -19,439 -21%
LPT
18
Legacy Private Trust
Wisconsin
$3.79M 70,405 +61,365 +679%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$3.04M 56,507 +6,825 +14%
FAAS
20
First Allied Advisory Services
California
$1.71M 31,715 +1,998 +7%
ICOA
21
Investment Centers of America
North Dakota
$1.62M 30,052 +1,031 +4%
RIA
22
Regal Investment Advisors
Michigan
$1.47M 27,352 +27,352 New
MIAN
23
Mariner Independent Advisor Network
Kansas
$1.43M 26,491 +26,491 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.37M 25,396 +8,120 +47%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$1.33M 24,658 +5,165 +26%