Timber Hill’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Timber Hill’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,003	Closed	-$236K	–	677
2017 Q3	$236K	Buy	+4,003	New	+$223K	0.02%	517
2016 Q3	–	Sell	-5,239	Closed	-$241K	–	2073
2016 Q2	$241K	Sell	5,239 -2,426	-32%	-$110K	﹤0.01%	1914
2016 Q1	$346K	Buy	+7,665	New	+$319K	﹤0.01%	1716
2015 Q4	–	Sell	-6,437	Closed	-$282K	–	2314
2015 Q3	$282K	Buy	+6,437	New	+$302K	﹤0.01%	2080

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Timber Hill's FYX Position: Q4 2017 in Review

Timber Hill sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2017, closing a stake of 4,003 shares — an estimated $236K sold.

Timber Hill first reported a position in FYX in Q3 2015 and held it in 4 quarters. The position peaked at $346K in Q1 2016. 85 funds tracked by Wall St. Rank hold FYX as of Q4 2017.

Timber Hill reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Timber Hill sold 4,003 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $236K.
Timber Hill first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2015 and held it in 4 quarters.
Timber Hill's First Trust Small Cap Core AlphaDEX Fund position peaked at $346K in Q1 2016.
85 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2017.

Based on Timber Hill's 13F filing for Q4 2017, filed 9 Feb 2018.