Advisor Group’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Advisor Group’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5.05M	Buy	77,715 +652	+0.8%	+$40.5K	0.03%	419
2019 Q3	$4.63M	Buy	77,063 +9,520	+14%	+$571K	0.03%	439
2019 Q2	$4.15M	Sell	67,543 -86	-0.1%	-$5.27K	0.03%	464
2019 Q1	$4.17M	Sell	67,629 -912	-1%	-$55.4K	0.03%	428
2018 Q4	$3.71M	Sell	68,541 -1,995	-3%	-$121K	0.04%	396
2018 Q3	$4.87M	Buy	70,536 +13,746	+24%	+$941K	0.05%	334
2018 Q2	$3.75M	Buy	56,790 +4,618	+9%	+$295K	0.05%	322
2018 Q1	$3.14M	Buy	52,172 +328	+0.6%	+$20.1K	0.04%	385
2017 Q4	$3.17M	Buy	51,844 +5,760	+12%	+$344K	0.04%	394
2017 Q3	$2.72M	Buy	46,084 +2,488	+6%	+$139K	0.04%	396
2017 Q2	$2.42M	Buy	43,596 +22,787	+110%	+$1.24M	0.04%	420
2017 Q1	$1.13M	Buy	20,809 +4,066	+24%	+$220K	0.02%	657
2016 Q4	$900K	Buy	16,743 +3,659	+28%	+$187K	0.02%	706
2016 Q3	$652K	Sell	13,084 -974	-7%	-$47.5K	0.02%	832
2016 Q2	$645K	Buy	+14,058	New	+$638K	0.02%	794

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PCM

Peak Capital Management Greenwood Village, Colorado $93.5M AUM 2.28% 1-Year Est. Return

Advisor Group's FYX Position: Q4 2019 in Review

Advisor Group increased its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 0.85% in Q4 2019, buying an estimated $40.5K and bringing the position to 77,715 shares worth $5.05M. The position accounts for 0.03% of the portfolio, ranked #419.

Advisor Group first reported a position in FYX in Q2 2016 and has held it in 15 quarters since. 110 funds tracked by Wall St. Rank hold FYX as of Q4 2019.

Advisor Group held 77,715 shares of First Trust Small Cap Core AlphaDEX Fund worth $5.05M as of Q4 2019.
Advisor Group bought 652 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $40.5K.
First Trust Small Cap Core AlphaDEX Fund made up 0.03% of Advisor Group's portfolio in Q4 2019, its #419 holding.
Advisor Group first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
110 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.