Total Investment Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Total Investment Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-73	Closed	-$7.1K	–	373
2025 Q2	$7.1K	Buy	+73	New	+$6.61K	﹤0.01%	381
2023 Q1	–	Sell	-3,053	Closed	-$240K	–	64
2022 Q4	$240K	Sell	3,053 -266	-8%	-$21.2K	0.06%	51
2022 Q3	$241K	Sell	3,319 -684	-17%	-$55.6K	0.05%	49
2022 Q2	$307K	Hold	4,003	–	–	0.06%	48
2022 Q1	$367K	Hold	4,003	–	–	0.07%	47
2021 Q4	$389K	Hold	4,003	–	–	0.06%	52
2021 Q3	$366K	Sell	4,003 -1,065	-21%	-$97.3K	0.09%	38
2021 Q2	$473K	Buy	+5,068	New	+$471K	0.08%	34
2021 Q1	–	Sell	-359,987	Closed	-$27.7M	–	54
2020 Q4	$27.7M	Buy	359,987 +4,287	+1%	+$293K	5.37%	9
2020 Q3	$21M	Buy	+355,700	New	+$20.5M	6.07%	8

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Total Investment Management's FYX Position: Q3 2025 in Review

Total Investment Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2025, closing a stake of 73 shares — an estimated $7.1K sold.

Total Investment Management first reported a position in FYX in Q3 2020 and held it in 10 quarters. The position peaked at $27.7M in Q4 2020. 156 funds tracked by Wall St. Rank hold FYX as of Q3 2025.

Total Investment Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
Total Investment Management sold 73 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2025, an estimated $7.1K.
Total Investment Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2020 and held it in 10 quarters.
Total Investment Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $27.7M in Q4 2020.
156 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2025.

Based on Total Investment Management's 13F filing for Q3 2025, filed 13 Nov 2025.