UBS’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2014
Q3
$37M Sell
2014
Q2
$45.2M Sell
2014
Q1
$47.4M Buy
2013
Q4
$34.6M Buy
2013
Q3
$17.9M Buy
2013
Q2
$13.8M Buy