U
FYX icon

UBS’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

UBS’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$37M Sell
824,348
-96,237
-10% -$4.55M 0.03% 630
2014
Q2 		$45.2M Sell
920,585
-52,480
-5% -$2.49M 0.04% 495
2014
Q1 		$47.4M Buy
973,065
+262,214
+37% +$12.5M 0.04% 419
2013
Q4 		$34.6M Buy
710,851
+303,272
+74% +$14M 0.03% 527
2013
Q3 		$17.9M Buy
407,579
+59,281
+17% +$2.51M 0.02% 768
2013
Q2 		$13.8M Buy
+348,298
New +$13.5M 0.02% 858

Other funds holding FYX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
AIM
Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.42% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's FYX Position: Q3 2014 in Review

UBS reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 10% in Q3 2014, selling an estimated $4.55M and leaving 824,348 shares worth $37M. The position accounts for 0.03% of the portfolio, ranked #630.

UBS first reported a position in FYX in Q2 2013 and has held it in 6 quarters since. The position peaked at $47.4M in Q1 2014. 57 funds tracked by Wall St. Rank hold FYX as of Q3 2014.

  • UBS held 824,348 shares of First Trust Small Cap Core AlphaDEX Fund worth $37M as of Q3 2014.
  • UBS sold 96,237 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2014, an estimated $4.55M.
  • First Trust Small Cap Core AlphaDEX Fund made up 0.03% of UBS's portfolio in Q3 2014, its #630 holding.
  • UBS first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's First Trust Small Cap Core AlphaDEX Fund position peaked at $47.4M in Q1 2014.
  • 57 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.