Baird’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Baird’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$11.3M	Buy	224,431 +31,933	+17%	+$1.57M	0.12%	197
2014 Q4	$9.43M	Sell	192,498 -7,233	-4%	-$338K	0.1%	220
2014 Q3	$8.96M	Buy	199,731 +13,268	+7%	+$627K	0.13%	171
2014 Q2	$9.16M	Buy	186,463 +38,965	+26%	+$1.85M	0.13%	168
2014 Q1	$7.18M	Sell	147,498 -15,965	-10%	-$762K	0.1%	197
2013 Q4	$7.95M	Buy	163,463 +32,833	+25%	+$1.52M	0.14%	183
2013 Q3	$5.72M	Buy	130,630 +2,212	+2%	+$93.5K	0.11%	227
2013 Q2	$5.08M	Buy	+128,418	New	+$4.97M	0.1%	234

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird's FYX Position: Q1 2015 in Review

Baird increased its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 17% in Q1 2015, buying an estimated $1.57M and bringing the position to 224,431 shares worth $11.3M. The position accounts for 0.12% of the portfolio, ranked #197.

Baird first reported a position in FYX in Q2 2013 and has held it in 8 quarters since. 64 funds tracked by Wall St. Rank hold FYX as of Q1 2015.

Baird held 224,431 shares of First Trust Small Cap Core AlphaDEX Fund worth $11.3M as of Q1 2015.
Baird bought 31,933 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2015, an estimated $1.57M.
First Trust Small Cap Core AlphaDEX Fund made up 0.12% of Baird's portfolio in Q1 2015, its #197 holding.
Baird first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and has held it in 8 quarters since.
64 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.