SG Americas Securities’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

SG Americas Securities’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,785	Closed	-$282K	–	3363
2017 Q3	$282K	Sell	4,785 -12,986	-73%	-$723K	﹤0.01%	2300
2017 Q2	$988K	Buy	17,771 +550	+3%	+$30K	0.01%	1418
2017 Q1	$937K	Sell	17,221 -53,757	-76%	-$2.91M	0.01%	1415
2016 Q4	$3.82M	Sell	70,978 -19,439	-21%	-$992K	0.03%	586
2016 Q3	$4.5M	Buy	90,417 +60,667	+204%	+$2.96M	0.05%	384
2016 Q2	$1.37M	Buy	29,750 +26,551	+830%	+$1.2M	0.01%	1095
2016 Q1	$144K	Buy	+3,199	New	+$133K	﹤0.01%	2392
2015 Q2	–	Sell	-9,849	Closed	-$498K	–	2680
2015 Q1	$498K	Sell	9,849 -1,600	-14%	-$78.6K	﹤0.01%	1455
2014 Q4	$561K	Buy	+11,449	New	+$535K	﹤0.01%	1568
2014 Q3	–	Sell	-91,396	Closed	-$4.49M	–	2706
2014 Q2	$4.49M	Buy	+91,396	New	+$4.33M	0.03%	625
2014 Q1	–	Sell	-14,077	Closed	-$685K	–	2535
2013 Q4	$685K	Buy	14,077 +5,877	+72%	+$271K	﹤0.01%	1380
2013 Q3	$359K	Buy	+8,200	New	+$347K	﹤0.01%	1805

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

SG Americas Securities's FYX Position: Q4 2017 in Review

SG Americas Securities sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2017, closing a stake of 4,785 shares — an estimated $282K sold.

SG Americas Securities first reported a position in FYX in Q3 2013 and held it in 12 quarters. The position peaked at $4.5M in Q3 2016. 85 funds tracked by Wall St. Rank hold FYX as of Q4 2017.

SG Americas Securities reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
SG Americas Securities sold 4,785 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $282K.
SG Americas Securities first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2013 and held it in 12 quarters.
SG Americas Securities's First Trust Small Cap Core AlphaDEX Fund position peaked at $4.5M in Q3 2016.
85 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2017.

Based on SG Americas Securities's 13F filing for Q4 2017, filed 24 Jan 2018.