First Trust Advisors’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

First Trust Advisors’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,100	Closed	-$255K	–	2417
2023 Q2	$255K	Hold	3,100	–	–	﹤0.01%	2264
2023 Q1	$250K	Hold	3,100	–	–	﹤0.01%	2275
2022 Q4	$243K	Sell	3,100 -1,300	-30%	-$103K	﹤0.01%	2340
2022 Q3	$320K	Hold	4,400	–	–	﹤0.01%	2318
2022 Q2	$337K	Sell	4,400 -200	-4%	-$16.7K	﹤0.01%	2284
2022 Q1	$421K	Hold	4,600	–	–	﹤0.01%	2296
2021 Q4	$446K	Sell	4,600 -75,240	-94%	-$7.23M	﹤0.01%	2312
2021 Q3	$7.31M	Buy	79,840 +1,888	+2%	+$172K	0.01%	1122
2021 Q2	$7.27M	Buy	77,952 +9,347	+14%	+$869K	0.01%	1116
2021 Q1	$6.22M	Buy	68,605 +62,790	+1,080%	+$5.52M	0.01%	1119
2020 Q4	$448K	Sell	5,815 -304	-5%	-$20.8K	﹤0.01%	2141
2020 Q3	$354K	Sell	6,119 -201	-3%	-$11.6K	﹤0.01%	2121
2020 Q2	$343K	Buy	6,320 +1,000	+19%	+$49.2K	﹤0.01%	2111
2020 Q1	$219K	Sell	5,320 -7	-0.1%	-$395	﹤0.01%	2170
2019 Q4	$346K	Buy	5,327 +4	+0.1%	+$249	﹤0.01%	2241
2019 Q3	$320K	Sell	5,323 -959	-15%	-$57.5K	﹤0.01%	2269
2019 Q2	$386K	Sell	6,282 -266	-4%	-$16.3K	﹤0.01%	2228
2019 Q1	$404K	Sell	6,548 -1,602	-20%	-$97.3K	﹤0.01%	2203
2018 Q4	$441K	Sell	8,150 -49	-0.6%	-$2.98K	﹤0.01%	2158
2018 Q3	$565K	Hold	8,199	–	–	﹤0.01%	2166
2018 Q2	$541K	Sell	8,199 -417	-5%	-$26.6K	﹤0.01%	2126
2018 Q1	$519K	Sell	8,616 -926	-10%	-$56.8K	﹤0.01%	2012
2017 Q4	$584K	Sell	9,542 -30	-0.3%	-$1.79K	﹤0.01%	2043
2017 Q3	$565K	Sell	9,572 -1,804	-16%	-$101K	﹤0.01%	2041
2017 Q2	$633K	Sell	11,376 -33	-0.3%	-$1.8K	﹤0.01%	2003
2017 Q1	$621K	Sell	11,409 -1,499	-12%	-$81.2K	﹤0.01%	1998
2016 Q4	$695K	Sell	12,908 -19	-0.1%	-$970	﹤0.01%	1984
2016 Q3	$644K	Sell	12,927 -3,744	-22%	-$183K	﹤0.01%	1906
2016 Q2	$767K	Buy	16,671 +394	+2%	+$17.9K	﹤0.01%	1817
2016 Q1	$734K	Sell	16,277 -1,466	-8%	-$60.9K	﹤0.01%	1802
2015 Q4	$784K	Sell	17,743 -14	-0.1%	-$641	﹤0.01%	1824
2015 Q3	$777K	Sell	17,757 -465	-3%	-$21.8K	﹤0.01%	1817
2015 Q2	$911K	Sell	18,222 -1,879	-9%	-$94.9K	﹤0.01%	1807
2015 Q1	$1.02M	Sell	20,101 -11,006	-35%	-$541K	﹤0.01%	1744
2014 Q4	$1.52M	Buy	31,107 +4,952	+19%	+$232K	0.01%	1580
2014 Q3	$1.17M	Sell	26,155 -7,712	-23%	-$365K	﹤0.01%	1633
2014 Q2	$1.66M	Buy	33,867 +3,416	+11%	+$162K	0.01%	1448
2014 Q1	$1.48M	Sell	30,451 -10,202	-25%	-$487K	0.01%	1532
2013 Q4	$1.98M	Sell	40,653 -6,145	-13%	-$284K	0.01%	1353
2013 Q3	$2.05M	Sell	46,798 -66,465	-59%	-$2.81M	0.01%	1211
2013 Q2	$4.48M	Buy	+113,263	New	+$4.39M	0.03%	831

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Trust Advisors's FYX Position: Q3 2023 in Review

First Trust Advisors sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2023, closing a stake of 3,100 shares — an estimated $255K sold.

First Trust Advisors first reported a position in FYX in Q2 2013 and held it in 41 quarters. The position peaked at $7.31M in Q3 2021. 133 funds tracked by Wall St. Rank hold FYX as of Q3 2023.

First Trust Advisors reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2023 after selling out during the quarter.
First Trust Advisors sold 3,100 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2023, an estimated $255K.
First Trust Advisors first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and held it in 41 quarters.
First Trust Advisors's First Trust Small Cap Core AlphaDEX Fund position peaked at $7.31M in Q3 2021.
133 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2023.

Based on First Trust Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.