Ameriprise
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Ameriprise’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Ameriprise’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q1 		– Sell
-2,278
Closed -$209K – 3903
2023
Q4 		$209K Buy
+2,278
New +$187K ﹤0.01% 3719
2021
Q4 		– Sell
-3,212
Closed -$294K – 3994
2021
Q3 		$294K Buy
+3,212
New +$293K ﹤0.01% 3577
2018
Q1 		– Sell
-5,243
Closed -$321K – 3645
2017
Q4 		$321K Sell
5,243
-6,731
-56% -$402K ﹤0.01% 3337
2017
Q3 		$706K Sell
11,974
-60,672
-84% -$3.38M ﹤0.01% 3098
2017
Q2 		$4.06M Sell
72,646
-27,742
-28% -$1.51M ﹤0.01% 2234
2017
Q1 		$5.46M Buy
100,388
+8,190
+9% +$444K ﹤0.01% 1972
2016
Q4 		$4.96M Sell
92,198
-5,908
-6% -$301K ﹤0.01% 2052
2016
Q3 		$4.89M Sell
98,106
-9,356
-9% -$456K ﹤0.01% 2012
2016
Q2 		$4.95M Buy
107,462
+46,198
+75% +$2.1M ﹤0.01% 1955
2016
Q1 		$2.76M Sell
61,264
-16,003
-21% -$665K ﹤0.01% 2340
2015
Q4 		$3.43M Buy
77,267
+21,989
+40% +$1.01M ﹤0.01% 2289
2015
Q3 		$2.42M Sell
55,278
-17,628
-24% -$827K ﹤0.01% 2508
2015
Q2 		$3.65M Sell
72,906
-18,291
-20% -$924K ﹤0.01% 2353
2015
Q1 		$4.62M Buy
91,197
+5,239
+6% +$257K ﹤0.01% 2152
2014
Q4 		$4.21M Buy
85,958
+14,911
+21% +$697K ﹤0.01% 2160
2014
Q3 		$3.12M Buy
71,047
+8,515
+14% +$403K ﹤0.01% 2303
2014
Q2 		$3.07M Buy
62,532
+11,768
+23% +$558K ﹤0.01% 2342
2014
Q1 		$2.47M Buy
50,764
+6,526
+15% +$311K ﹤0.01% 2398
2013
Q4 		$2.15M Buy
44,238
+1,615
+4% +$74.5K ﹤0.01% 2444
2013
Q3 		$1.88M Sell
42,623
-13,116
-24% -$555K ﹤0.01% 2486
2013
Q2 		$2.19M Buy
+55,739
New +$2.16M ﹤0.01% 2327

Other funds holding FYX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
HAFS
Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Ameriprise's FYX Position: Q1 2024 in Review

Ameriprise sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2024, closing a stake of 2,278 shares — an estimated $209K sold.

Ameriprise first reported a position in FYX in Q2 2013 and held it in 21 quarters. The position peaked at $5.46M in Q1 2017. 145 funds tracked by Wall St. Rank hold FYX as of Q1 2024.

  • Ameriprise reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2024 after selling out during the quarter.
  • Ameriprise sold 2,278 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2024, an estimated $209K.
  • Ameriprise first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and held it in 21 quarters.
  • Ameriprise's First Trust Small Cap Core AlphaDEX Fund position peaked at $5.46M in Q1 2017.
  • 145 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2024.

Based on Ameriprise's 13F filing for Q1 2024, filed 15 May 2024.