Occidental Asset Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Occidental Asset Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-20,739	Closed	-$1.6M	–	190
2020 Q4	$1.6M	Sell	20,739 -11,306	-35%	-$772K	0.53%	37
2020 Q3	$1.85M	Buy	32,045 +803	+3%	+$46.3K	0.77%	23
2020 Q2	$1.7M	Buy	+31,242	New	+$1.54M	0.75%	24

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Occidental Asset Management's FYX Position: Q1 2021 in Review

Occidental Asset Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2021, closing a stake of 20,739 shares — an estimated $1.6M sold.

Occidental Asset Management first reported a position in FYX in Q2 2020 and held it in 3 quarters. The position peaked at $1.85M in Q3 2020. 112 funds tracked by Wall St. Rank hold FYX as of Q1 2021.

Occidental Asset Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2021 after selling out during the quarter.
Occidental Asset Management sold 20,739 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2021, an estimated $1.6M.
Occidental Asset Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2020 and held it in 3 quarters.
Occidental Asset Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $1.85M in Q3 2020.
112 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2021.

Based on Occidental Asset Management's 13F filing for Q1 2021, filed 6 May 2021.