HL Financial Services’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

HL Financial Services’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	$4.51M	Sell	73,159 -1,555	-2%	-$94.4K	0.07%	174
2018 Q4	$4.05M	Sell	74,714 -2,615	-3%	-$159K	0.07%	175
2018 Q3	$5.33M	Buy	77,329 +97	+0.1%	+$6.64K	0.08%	155
2018 Q2	$5.1M	Buy	77,232 +470	+0.6%	+$30K	0.09%	145
2018 Q1	$4.62M	Sell	76,762 -1,956	-2%	-$120K	0.08%	160
2017 Q4	$4.82M	Sell	78,718 -4,165	-5%	-$249K	0.09%	125
2017 Q3	$4.89M	Sell	82,883 -5,207	-6%	-$290K	0.09%	125
2017 Q2	$4.9M	Buy	88,090 +9,153	+12%	+$499K	0.1%	124
2017 Q1	$4.3M	Sell	78,937 -1,002	-1%	-$54.3K	0.09%	132
2016 Q4	$4.3M	Sell	79,939 -4,165	-5%	-$213K	0.09%	131
2016 Q3	$4.19M	Sell	84,104 -486	-0.6%	-$23.7K	0.1%	135
2016 Q2	$3.89M	Buy	84,590 +564	+0.7%	+$25.6K	0.09%	133
2016 Q1	$3.79M	Sell	84,026 -12,067	-13%	-$502K	0.09%	128
2015 Q4	$4.25M	Sell	96,093 -24,663	-20%	-$1.13M	0.11%	119
2015 Q3	$5.28M	Buy	120,756 +1,695	+1%	+$79.5K	0.15%	92
2015 Q2	$5.95M	Buy	119,061 +8,310	+8%	+$420K	0.16%	87
2015 Q1	$5.6M	Buy	110,751 +8,715	+9%	+$428K	0.15%	89
2014 Q4	$5M	Sell	102,036 -4,398	-4%	-$206K	0.14%	99
2014 Q3	$4.78M	Buy	106,434 +5,417	+5%	+$256K	0.14%	94
2014 Q2	$4.96M	Buy	101,017 +3,089	+3%	+$146K	0.14%	96
2014 Q1	$4.77M	Sell	97,928 -1,828	-2%	-$87.2K	0.14%	92
2013 Q4	$4.85M	Buy	99,756 +1,904	+2%	+$87.9K	0.15%	93
2013 Q3	$4.29M	Sell	97,852 -602	-0.6%	-$25.5K	0.15%	89
2013 Q2	$3.89M	Buy	+98,454	New	+$3.81M	0.14%	93

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

HL Financial Services's FYX Position: Q1 2019 in Review

HL Financial Services reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 2.1% in Q1 2019, selling an estimated $94.4K and leaving 73,159 shares worth $4.51M. The position accounts for 0.07% of the portfolio, ranked #174.

HL Financial Services first reported a position in FYX in Q2 2013 and has held it in 24 quarters since. The position peaked at $5.95M in Q2 2015. 105 funds tracked by Wall St. Rank hold FYX as of Q1 2019.

HL Financial Services held 73,159 shares of First Trust Small Cap Core AlphaDEX Fund worth $4.51M as of Q1 2019.
HL Financial Services sold 1,555 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2019, an estimated $94.4K.
First Trust Small Cap Core AlphaDEX Fund made up 0.07% of HL Financial Services's portfolio in Q1 2019, its #174 holding.
HL Financial Services first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and has held it in 24 quarters since.
HL Financial Services's First Trust Small Cap Core AlphaDEX Fund position peaked at $5.95M in Q2 2015.
105 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2019.

Based on HL Financial Services's 13F filing for Q1 2019, filed 1 May 2019.