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Stifel Nicolaus & Co’s Hercules Capital HTGC Stock Holding History

Stifel Nicolaus & Co’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$2.81M Sell
184,186
-2,465
-1% -$35.7K 0.05% 374
2013
Q2 		$2.6M Buy
+186,651
New +$2.43M 0.05% 364

Other funds holding HTGC

LTI
Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Comerica Bank
Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
IG
ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Stifel Nicolaus & Co's HTGC Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Hercules Capital (HTGC) stake by 1.3% in Q3 2013, selling an estimated $35.7K and leaving 184,186 shares worth $2.81M. The position accounts for 0.05% of the portfolio, ranked #374.

Stifel Nicolaus & Co first reported a position in HTGC in Q2 2013 and has held it in 2 quarters since. 133 funds tracked by Wall St. Rank hold HTGC as of Q3 2013.

  • Stifel Nicolaus & Co held 184,186 shares of Hercules Capital worth $2.81M as of Q3 2013.
  • Stifel Nicolaus & Co sold 2,465 Hercules Capital shares in Q3 2013, an estimated $35.7K.
  • Hercules Capital made up 0.05% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #374 holding.
  • Stifel Nicolaus & Co first reported a position in Hercules Capital in Q2 2013 and has held it in 2 quarters since.
  • 133 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.