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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
276
NVIDIA
NVDA
$4.86T
$4.19M 0.07%
10,771,880
-4,733,760
-31% -$1.76M
ONIT
277
Onity Group
ONIT
$309M
$4.17M 0.07%
4,986
+160
+3% +$121K
RGA icon
278
Reinsurance Group of America
RGA
$15.5B
$4.16M 0.07%
62,045
+1,919
+3% +$130K
WCG
279
DELISTED
Wellcare Health Plans, Inc.
WCG
$4.15M 0.07%
+59,503
New +$3.81M
FXG icon
280
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$4.12M 0.07%
125,381
+17,072
+16% +$560K
DVN icon
281
Devon Energy
DVN
$52.1B
$4.09M 0.07%
70,811
+8,669
+14% +$495K
BIIB icon
282
Biogen
BIIB
$30B
$4.08M 0.07%
16,927
+529
+3% +$118K
STZ icon
283
Constellation Brands
STZ
$22.2B
$4.07M 0.07%
70,923
+3,768
+6% +$205K
VTI icon
284
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$4.05M 0.07%
46,215
+4,876
+12% +$424K
CMI icon
285
Cummins
CMI
$87.5B
$4.02M 0.07%
30,247
+6,944
+30% +$857K
CERN
286
DELISTED
Cerner Corp
CERN
$4.01M 0.07%
76,391
-5,091
-6% -$248K
OI icon
287
O-I Glass
OI
$1.1B
$4.01M 0.07%
133,571
+124,671
+1,401% +$3.7M
HW
288
DELISTED
Headwaters Inc
HW
$3.98M 0.07%
442,226
+37,749
+9% +$343K
YUM icon
289
Yum! Brands
YUM
$41.8B
$3.97M 0.07%
77,426
+21,996
+40% +$1.14M
BAX icon
290
Baxter International
BAX
$13.5B
$3.95M 0.07%
110,705
+20,640
+23% +$801K
GNC
291
DELISTED
GNC Holdings, Inc.
GNC
$3.94M 0.07%
+72,191
New +$3.69M
REM icon
292
iShares Mortgage Real Estate ETF
REM
$539M
$3.92M 0.06%
81,800
+74,369
+1,001% +$3.63M
BRK.A icon
293
Berkshire Hathaway Class A
BRK.A
$1.1T
$3.92M 0.06%
23
– –
LBTYA icon
294
Liberty Global Class A
LBTYA
$3.62B
$3.88M 0.06%
118,461
+111,722
+1,658% +$3.61M
ROSE
295
DELISTED
ROSETTA RESOURCES INC
ROSE
$3.86M 0.06%
70,895
+2,059
+3% +$97.5K
GMLP
296
DELISTED
Golar LNG Partners LP
GMLP
$3.85M 0.06%
118,505
+12,900
+12% +$422K
SCI icon
297
Service Corp International
SCI
$11.7B
$3.79M 0.06%
203,679
-85,568
-30% -$1.59M
DF
298
DELISTED
Dean Foods Company
DF
$3.78M 0.06%
195,765
+10,548
+6% +$213K
BSX icon
299
Boston Scientific
BSX
$69.5B
$3.75M 0.06%
319,807
-106
-0% -$1.15K
FRX
300
DELISTED
FOREST LABORATORIES INC
FRX
$3.75M 0.06%
87,590
-347
-0.4% -$15.1K
10 11
12
13 14

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.