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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
226
DELISTED
Express Scripts Holding Company
ESRX
$5.2M 0.09%
84,204
+1,370
+2% +$88.6K
SHM icon
227
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$5.18M 0.09%
106,869
-1,202
-1% -$57.9K
ECL icon
228
Ecolab
ECL
$78.1B
$5.14M 0.09%
52,065
+33,736
+184% +$3.14M
BAC icon
229
Bank of America
BAC
$435B
$5.08M 0.08%
368,441
-7,524
-2% -$107K
SU icon
230
Suncor Energy
SU
$79.4B
$5.06M 0.08%
141,400
+75,740
+115% +$2.52M
CMCSK
231
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$5.06M 0.08%
116,691
+26,652
+30% +$1.16M
GDXJ icon
232
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
$5.05M 0.08%
124,059
-17,070
-12% -$732K
NOV icon
233
NOV
NOV
$6.93B
$5.03M 0.08%
71,387
+2,231
+3% +$149K
IWO icon
234
iShares Russell 2000 Growth ETF
IWO
$14.3B
$5M 0.08%
39,727
-78,303
-66% -$9.44M
LGF
235
DELISTED
Lions Gate Entertainment
LGF
$4.99M 0.08%
142,301
+1,123
+0.8% +$38.1K
VEU icon
236
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$4.97M 0.08%
102,312
-666,451
-87% -$31.3M
AVNT icon
237
Avient
AVNT
$3.33B
$4.96M 0.08%
161,357
+5,210
+3% +$147K
IWN icon
238
iShares Russell 2000 Value ETF
IWN
$14.3B
$4.94M 0.08%
53,915
-97,732
-64% -$8.81M
ETP
239
DELISTED
Energy Transfer Partners L.p.
ETP
$4.93M 0.08%
94,594
-416
-0.4% -$21.5K
DVY icon
240
iShares Select Dividend ETF
DVY
$23.5B
$4.86M 0.08%
73,205
-39,217
-35% -$2.61M
CCI icon
241
Crown Castle
CCI
$33.3B
$4.83M 0.08%
66,179
+1,780
+3% +$127K
IGIB icon
242
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.83M 0.08%
89,466
+8,868
+11% +$477K
TGT icon
243
Target
TGT
$65.6B
$4.81M 0.08%
75,147
+3,972
+6% +$270K
BSJF
244
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$4.77M 0.08%
178,527
+33,974
+24% +$903K
IP icon
245
International Paper
IP
$21.6B
$4.74M 0.08%
113,337
+3,073
+3% +$137K
MON
246
DELISTED
Monsanto Co
MON
$4.74M 0.08%
45,416
+17,333
+62% +$1.74M
K
247
DELISTED
Kellanova
K
$4.74M 0.08%
85,869
+13,037
+18% +$778K
CXDC
248
DELISTED
China XD Plastics Company Limited
CXDC
$4.72M 0.08%
1,027,099
+117,875
+13% +$501K
BWP
249
DELISTED
Boardwalk Pipeline Partners
BWP
$4.69M 0.08%
154,418
+15,106
+11% +$463K
BLK icon
250
Blackrock
BLK
$169B
$4.68M 0.08%
17,310
+2,042
+13% +$555K
8 9
10
11 12

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QCM
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MCM
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KCA
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.