SNC
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Stifel Nicolaus & Co’s Caterpillar CAT Stock Holding History

Stifel Nicolaus & Co’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$4.6M Sell
55,180
-10,163
-16% -$860K 0.08% 255
2013
Q2 		$5.39M Buy
+65,343
New +$5.56M 0.1% 194

Other funds holding CAT

State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Stifel Nicolaus & Co's CAT Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Caterpillar (CAT) stake by 16% in Q3 2013, selling an estimated $860K and leaving 55,180 shares worth $4.6M. The position accounts for 0.08% of the portfolio, ranked #255.

Stifel Nicolaus & Co first reported a position in CAT in Q2 2013 and has held it in 2 quarters since. The position peaked at $5.39M in Q2 2013. 1,071 funds tracked by Wall St. Rank hold CAT as of Q3 2013.

  • Stifel Nicolaus & Co held 55,180 shares of Caterpillar worth $4.6M as of Q3 2013.
  • Stifel Nicolaus & Co sold 10,163 Caterpillar shares in Q3 2013, an estimated $860K.
  • Caterpillar made up 0.08% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #255 holding.
  • Stifel Nicolaus & Co first reported a position in Caterpillar in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Caterpillar position peaked at $5.39M in Q2 2013.
  • 1,071 funds tracked by Wall St. Rank held Caterpillar as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.