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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNFG
126
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$11.5M 0.19%
1,110,694
-220,932
-17% -$2.3M
WPZ
127
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$11.5M 0.19%
229,899
+678
+0.3% +$32.5K
ACC
128
DELISTED
American Campus Communities, Inc.
ACC
$11.4M 0.19%
+334,368
New +$12.5M
ETN icon
129
Eaton
ETN
$161B
$11.3M 0.19%
163,901
+3,131
+2% +$210K
EBAY icon
130
eBay
EBAY
$50.6B
$11.2M 0.19%
476,880
+8,563
+2% +$192K
BKLN icon
131
Invesco Senior Loan ETF
BKLN
$6.97B
$11.2M 0.18%
452,022
+388,883
+616% +$9.65M
PMCS
132
DELISTED
P M C SIERRA INC
PMCS
$11.2M 0.18%
1,684,377
+3,970
+0.2% +$26K
IGSB icon
133
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$11.1M 0.18%
210,062
-86,556
-29% -$4.54M
ARCC icon
134
Ares Capital
ARCC
$13.5B
$11M 0.18%
636,960
-46,858
-7% -$821K
DD
135
DELISTED
Du Pont De Nemours E I
DD
$10.8M 0.18%
194,882
+2,129
+1% +$116K
KMP
136
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$10.8M 0.18%
135,131
-11,185
-8% -$926K
AFL icon
137
Aflac
AFL
$64.9B
$10.6M 0.17%
340,906
+9,854
+3% +$297K
ABT icon
138
Abbott
ABT
$183B
$10.5M 0.17%
315,286
-8,863
-3% -$311K
CSX icon
139
CSX Corp
CSX
$93.4B
$10.5M 0.17%
1,219,320
+22,530
+2% +$189K
COST icon
140
Costco
COST
$422B
$10.4M 0.17%
90,339
-3,428
-4% -$396K
OXY icon
141
Occidental Petroleum
OXY
$56.8B
$10.3M 0.17%
115,179
+8,749
+8% +$752K
ACN icon
142
Accenture
ACN
$102B
$10.3M 0.17%
139,780
+4,456
+3% +$330K
IJS icon
143
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$10.2M 0.17%
200,502
+13,192
+7% +$656K
WDC icon
144
Western Digital
WDC
$188B
$10.1M 0.17%
211,695
-13,673
-6% -$675K
V icon
145
Visa
V
$684B
$10.1M 0.17%
211,588
-18,508
-8% -$855K
BGC
146
DELISTED
General Cable Corporation
BGC
$9.92M 0.16%
312,527
-26,576
-8% -$834K
SNV
147
DELISTED
Synovus
SNV
$9.8M 0.16%
424,215
+2,017
+0.5% +$45.9K
FLS icon
148
Flowserve
FLS
$9.71B
$9.41M 0.16%
150,747
+1,732
+1% +$100K
CEF icon
149
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$9.28M 0.15%
631,480
-92,316
-13% -$1.37M
RTN
150
DELISTED
Raytheon Company
RTN
$9.25M 0.15%
120,075
-2,246
-2% -$167K
4 5
6
7 8

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.