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Stifel Nicolaus & Co’s Ares Capital ARCC Stock Holding History

Stifel Nicolaus & Co’s Portfolio ARCC Stock Details ARCC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$11M Sell
636,960
-46,858
-7% -$821K 0.18% 135
2013
Q2 		$11.8M Buy
+683,818
New +$11.9M 0.21% 123

Other funds holding ARCC

BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return
Toronto Dominion Bank
Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
TIM
Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return
Lord, Abbett & Co
Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return
VNIM
Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
BAM
Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Stifel Nicolaus & Co's ARCC Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Ares Capital (ARCC) stake by 6.9% in Q3 2013, selling an estimated $821K and leaving 636,960 shares worth $11M. The position accounts for 0.18% of the portfolio, ranked #135.

Stifel Nicolaus & Co first reported a position in ARCC in Q2 2013 and has held it in 2 quarters since. The position peaked at $11.8M in Q2 2013. 312 funds tracked by Wall St. Rank hold ARCC as of Q3 2013.

  • Stifel Nicolaus & Co held 636,960 shares of Ares Capital worth $11M as of Q3 2013.
  • Stifel Nicolaus & Co sold 46,858 Ares Capital shares in Q3 2013, an estimated $821K.
  • Ares Capital made up 0.18% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #135 holding.
  • Stifel Nicolaus & Co first reported a position in Ares Capital in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Ares Capital position peaked at $11.8M in Q2 2013.
  • 312 funds tracked by Wall St. Rank held Ares Capital as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.