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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSX icon
76
Diana Shipping
DSX
$302M
$21.9M 0.36%
2,595,255
-12,492
-0.5% -$95.7K
IWM icon
77
iShares Russell 2000 ETF
IWM
$79.8B
$21.7M 0.36%
203,851
+57,673
+39% +$5.97M
GSK icon
78
GSK
GSK
$104B
$21.5M 0.36%
342,070
+19,544
+6% +$1.26M
XRX icon
79
Xerox
XRX
$387M
$21.1M 0.35%
777,503
-133,459
-15% -$3.51M
GLD icon
80
SPDR Gold Trust
GLD
$131B
$21M 0.35%
163,627
-104,451
-39% -$13.4M
FAX
81
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$20.5M 0.34%
563,790
+559,057
+11,812% +$20.4M
EMR icon
82
Emerson Electric
EMR
$83.9B
$20.3M 0.34%
314,203
-8,716
-3% -$533K
KDP icon
83
Keurig Dr Pepper
KDP
$42.3B
$20.1M 0.33%
448,181
+19,688
+5% +$906K
BTU
84
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$19.7M 0.33%
76,135
+2,845
+4% +$727K
BCE icon
85
BCE
BCE
$20.2B
$19.7M 0.33%
460,488
+26,407
+6% +$1.1M
EPD icon
86
Enterprise Products Partners
EPD
$82.3B
$19.4M 0.32%
634,220
-756
-0.1% -$23.1K
RSP icon
87
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$18.9M 0.31%
290,564
-18,912
-6% -$1.22M
IPI icon
88
Intrepid Potash
IPI
$456M
$18.9M 0.31%
120,672
+46,550
+63% +$7.13M
ADP icon
89
Automatic Data Processing
ADP
$106B
$18.3M 0.3%
287,313
+52,991
+23% +$3.37M
RTX icon
90
RTX Corp
RTX
$290B
$17.9M 0.3%
263,429
-17,814
-6% -$1.17M
IYR icon
91
iShares US Real Estate ETF
IYR
$4.66B
$17.7M 0.29%
277,420
+5,592
+2% +$365K
BRK.B icon
92
Berkshire Hathaway Class B
BRK.B
$1.1T
$17.3M 0.29%
152,164
+10,755
+8% +$1.24M
NSC icon
93
Norfolk Southern
NSC
$75.4B
$17.2M 0.28%
221,825
+11,550
+5% +$865K
BA icon
94
Boeing
BA
$171B
$17.1M 0.28%
145,397
+13,213
+10% +$1.42M
EEM icon
95
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$16.8M 0.28%
413,317
-24,584
-6% -$973K
MOLX
96
DELISTED
MOLEX INC
MOLX
$16.6M 0.28%
432,161
-63,481
-13% -$2.04M
PFF icon
97
iShares Preferred and Income Securities ETF
PFF
$13.3B
$16.6M 0.27%
436,645
-4,730
-1% -$181K
TPR icon
98
Tapestry
TPR
$30.8B
$16.5M 0.27%
301,904
-4,094
-1% -$225K
MU icon
99
Micron Technology
MU
$930B
$16.4M 0.27%
941,514
-62,362
-6% -$904K
VNQ icon
100
Vanguard Real Estate ETF
VNQ
$39.2B
$16.4M 0.27%
248,019
-25,654
-9% -$1.74M
2 3
4
5 6

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.