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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMC
51
DELISTED
EMC CORPORATION
EMC
$25.8M 0.43%
1,008,832
+42,964
+4% +$1.12M
AGG icon
52
iShares Core US Aggregate Bond ETF
AGG
$137B
$25.8M 0.43%
240,358
-15,101
-6% -$1.61M
FLOT icon
53
iShares Floating Rate Bond ETF
FLOT
$10.2B
$25.3M 0.42%
499,936
+129,929
+35% +$6.58M
KO icon
54
Coca-Cola
KO
$377B
$25M 0.41%
658,882
+9,123
+1% +$361K
BUD icon
55
AB InBev
BUD
$170B
$24.8M 0.41%
249,504
+79,347
+47% +$7.56M
GLW icon
56
Corning
GLW
$119B
$24.7M 0.41%
1,692,245
+5,263
+0.3% +$77.9K
CHK
57
DELISTED
Chesapeake Energy Corporation
CHK
$24.6M 0.41%
5,025
-40
-0.8% -$186K
TDS icon
58
Telephone and Data Systems
TDS
$3.82B
$24.6M 0.41%
832,265
-37,731
-4% -$1.04M
SO icon
59
Southern Company
SO
$109B
$24.4M 0.4%
593,220
+115,347
+24% +$4.97M
KMI icon
60
Kinder Morgan
KMI
$71.7B
$24.4M 0.4%
685,182
+36,899
+6% +$1.38M
MDLZ icon
61
Mondelez International
MDLZ
$79.5B
$24.4M 0.4%
775,237
+10,834
+1% +$336K
TLT icon
62
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$24M 0.4%
225,827
+82,458
+58% +$8.74M
BMO icon
63
Bank of Montreal
BMO
$126B
$24M 0.4%
359,527
+352,770
+5,221% +$22.1M
DLR icon
64
Digital Realty Trust
DLR
$69.7B
$24M 0.4%
452,146
+46,551
+11% +$2.65M
IONS icon
65
Ionis Pharmaceuticals
IONS
$8.6B
$23.7M 0.39%
632,553
-41,639
-6% -$1.24M
DHC
66
Diversified Healthcare Trust
DHC
$2.15B
$23.4M 0.39%
1,009,673
+79,414
+9% +$1.92M
TWX
67
DELISTED
Time Warner Inc
TWX
$23.2M 0.38%
367,204
+44,142
+14% +$2.64M
IEI icon
68
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$23.2M 0.38%
190,823
-15,837
-8% -$1.91M
MA icon
69
Mastercard
MA
$502B
$23.1M 0.38%
343,660
-1,340
-0.4% -$84.1K
RDS.A
70
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$22.8M 0.38%
347,601
+16,759
+5% +$1.1M
DTV
71
DELISTED
DIRECTV COM STK (DE)
DTV
$22.8M 0.38%
381,731
-2,868
-0.7% -$177K
IBM icon
72
IBM
IBM
$211B
$22.8M 0.38%
128,753
+3,664
+3% +$666K
GAS
73
DELISTED
AGL Resources Inc
GAS
$22.6M 0.37%
491,073
+27,837
+6% +$1.25M
DUK icon
74
Duke Energy
DUK
$97.8B
$22.1M 0.37%
331,173
+20,357
+7% +$1.39M
KBE icon
75
State Street SPDR S&P Bank ETF
KBE
$1.64B
$21.9M 0.36%
730,149
-28,810
-4% -$882K
1 2
3
4 5

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.