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First Trust Large Cap Growth AlphaDEX Fund

147 hedge funds and large institutions have $730M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 47 increasing their positions, 59 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $652M → $730M (+$78M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

1% less funds holding

Funds holding: 148147 (-1)

1.08% less ownership

Funds ownership: 62.3%61.22% (-1.1%)

20% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 59

Holders
147
Holders Change
-1
Holders Change %
-0.68%
% of All Funds
2.56%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
47
Reduced
59
Closed
12
Calls
$1.26M
Puts
Net Calls
+$1.26M
Net Calls Change
+$168K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$124M -$1.02M -9,907 -0.9%
LPL Financial
2
LPL Financial
California
$99M +$6.5M +63,000 +8%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$52.8M +$774K +7,494 +2%
Wells Fargo
4
Wells Fargo
California
$50.7M -$1.06M -10,261 -2%
UBS Group
5
UBS Group
Switzerland
$48M +$484K +4,692 +1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$30M +$1.13M +10,914 +4%
Bank of America
7
Bank of America
North Carolina
$28.2M +$887K +8,594 +3%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$22.4M -$657K -6,361 -3%
First Trust Advisors
9
First Trust Advisors
Illinois
$20.7M +$6.06M +58,693 +45%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$16.1M -$847K -8,203 -5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$15M +$1.6M +15,483 +13%
Truist Financial
12
Truist Financial
North Carolina
$12.3M +$283K +2,738 +3%
KAS
13
Kestra Advisory Services
Texas
$11.1M +$1.34M +12,986 +15%
Osaic Holdings
14
Osaic Holdings
Arizona
$10.2M +$267K +2,589 +3%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$9.9M -$249K -2,413 -3%
FPWM
16
FSB Premier Wealth Management
Iowa
$9.46M -$1.2M -11,594 -12%
DADC
17
D.A. Davidson & Co
Montana
$8.94M +$87.8K +850 +1%
AWM
18
AE Wealth Management
Kansas
$7.12M -$959K -9,290 -13%
RJA
19
Raymond James & Associates
Florida
$6.83M -$207K -2,002 -3%
HI
20
Harbour Investments
Wisconsin
$6.61M -$197K -1,909 -3%
AAS
21
Avantax Advisory Services
Texas
$6.56M -$183K -1,776 -3%
IA
22
IFP Advisors
Florida
$6.18M +$83.7K +811 +1%
IWM
23
IHT Wealth Management
Illinois
$6.15M -$75.1K -727 -1%
Stifel Financial
24
Stifel Financial
Missouri
$5.11M -$1.47M -14,235 -23%
CAN
25
Cetera Advisor Networks
California
$4.82M +$352K +3,407 +8%

FTC Hedge Fund Activity: Q2 2021 in Review

147 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q2 2021, worth a combined $730M — up 12% from $652M a quarter earlier.

Fund positioning in FTC was balanced in Q2 2021: 12 funds opened new positions, 12 closed out, 47 added to existing stakes and 59 trimmed.

The largest buyer was LPL Financial, adding an estimated $6.5M. The largest seller was MML Investors Services, cutting an estimated $4.66M.

  • 147 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q2 2021, down from 148 in Q1 2021.
  • Funds reported $730M of First Trust Large Cap Growth AlphaDEX Fund stock for Q2 2021, up 12% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q2 2021 and 12 closed out, a net change of 0 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q2 2021 was LPL Financial, an estimated $6.5M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q2 2021 was MML Investors Services, an estimated $4.66M sold.

Based on aggregated 13F filings for Q2 2021.