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First Trust Large Cap Growth AlphaDEX Fund

72 hedge funds and large institutions have $361M invested in First Trust Large Cap Growth AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 21 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

38% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 21

13% more funds holding

Funds holding: 6472 (+8)

1% less capital invested

Capital invested by funds: $364M → $361M (-$2.5M)

4.48% less ownership

Funds ownership: 61.98%57.5% (-4.5%)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
72
Holders Change
+8
Holders Change %
+12.5%
% of All Funds
1.79%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
12
Increased
29
Reduced
21
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$86.5M -$1.27M -24,660 -1%
Wells Fargo
2
Wells Fargo
California
$50.5M +$1.55M +29,986 +3%
UBS Group
3
UBS Group
Switzerland
$41.8M -$10.6M -206,138 -21%
LPL Financial
4
LPL Financial
California
$23.4M -$4.83M -93,631 -17%
Goldman Sachs
5
Goldman Sachs
New York
$22.9M
Bank of America
6
Bank of America
North Carolina
$19.7M +$1.11M +21,521 +6%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$15.3M +$149K +2,889 +1%
CCA
8
Clearwater Capital Advisors
Illinois
$14.9M +$179K +3,478 +1%
RWMH
9
Riverpoint Wealth Management Holdings
Illinois
$9.75M +$38.3K +743 +0.4%
Ameriprise
10
Ameriprise
Minnesota
$7.34M +$113K +2,183 +2%
Stifel Financial
11
Stifel Financial
Missouri
$5.67M +$11.6K +224 +0.2%
RJA
12
Raymond James & Associates
Florida
$5.46M +$46.4K +900 +0.9%
HFS
13
HL Financial Services
Kentucky
$4.09M -$310K -6,010 -7%
WI
14
Wintrust Investments
Illinois
$3.4M +$750K +14,542 +29%
SB
15
Suntrust Banks
Georgia
$3.17M +$1.71M +33,099 +121%
SG Americas Securities
16
SG Americas Securities
New York
$3.11M +$1.61M +31,131 +111%
MML Investors Services
17
MML Investors Services
Massachusetts
$2.85M +$2.79M +54,120 New
TFA
18
Transamerica Financial Advisors
Florida
$2.69M -$554K -10,747 -17%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.55M +$65.1K +1,263 +3%
FAAS
20
First Allied Advisory Services
California
$2.16M -$496K -9,614 -19%
CS
21
Credit Suisse
Switzerland
$2.15M +$1.82M +35,218 +625%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$2.06M +$310K +6,011 +18%
IA
23
IFP Advisors
Florida
$1.96M -$53.1K -1,030 -3%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.89M +$210K +4,067 +13%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.88M +$992K +19,234 +117%

FTC Hedge Fund Activity: Q1 2017 in Review

72 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2017, worth a combined $361M — down 0.69% from $364M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTC positions and 3 closed out — a net gain of 9 holders — while 29 added to existing stakes and 21 trimmed.

The largest buyer was MML Investors Services, opening a new position worth an estimated $2.79M. The largest seller was Jaffetilchin Investment Partners, cutting an estimated $19.1M.

  • 72 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2017, up from 64 in Q4 2016.
  • Funds reported $361M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2017, down 0.69% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2017 and 3 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2017 was MML Investors Services, an estimated $2.79M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2017 was Jaffetilchin Investment Partners, an estimated $19.1M sold.

Based on aggregated 13F filings for Q1 2017.