SG Americas Securities’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

SG Americas Securities’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,452	Closed	-$256K	–	3357
2017 Q3	$256K	Sell	4,452 -4,424	-50%	-$247K	﹤0.01%	2378
2017 Q2	$486K	Sell	8,876 -50,200	-85%	-$2.7M	﹤0.01%	1885
2017 Q1	$3.11M	Buy	59,076 +31,131	+111%	+$1.61M	0.03%	635
2016 Q4	$1.37M	Sell	27,945 -9,131	-25%	-$449K	0.01%	1127
2016 Q3	$1.87M	Sell	37,076 -140,790	-79%	-$7.16M	0.02%	776
2016 Q2	$8.88M	Buy	177,866 +38,437	+28%	+$1.87M	0.06%	236
2016 Q1	$6.73M	Buy	+139,429	New	+$6.39M	0.05%	305
2015 Q3	–	Sell	-9,139	Closed	-$444K	–	2304
2015 Q2	$444K	Sell	9,139 -1,534	-14%	-$74.8K	﹤0.01%	1538
2015 Q1	$520K	Buy	+10,673	New	+$506K	﹤0.01%	1433

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SG Americas Securities's FTC Position: Q4 2017 in Review

SG Americas Securities sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q4 2017, closing a stake of 4,452 shares — an estimated $256K sold.

SG Americas Securities first reported a position in FTC in Q1 2015 and held it in 9 quarters. The position peaked at $8.88M in Q2 2016. 85 funds tracked by Wall St. Rank hold FTC as of Q4 2017.

SG Americas Securities reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
SG Americas Securities sold 4,452 First Trust Large Cap Growth AlphaDEX Fund shares in Q4 2017, an estimated $256K.
SG Americas Securities first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q1 2015 and held it in 9 quarters.
SG Americas Securities's First Trust Large Cap Growth AlphaDEX Fund position peaked at $8.88M in Q2 2016.
85 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q4 2017.

Based on SG Americas Securities's 13F filing for Q4 2017, filed 24 Jan 2018.