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First Trust Large Cap Growth AlphaDEX Fund

74 hedge funds and large institutions have $409M invested in First Trust Large Cap Growth AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 22 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

55% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 22

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

6% more capital invested

Capital invested by funds: $386M → $409M (+$23.5M)

3% more funds holding

Funds holding: 7274 (+2)

1.34% more ownership

Funds ownership: 59.76%61.1% (+1.3%)

Holders
74
Holders Change
+2
Holders Change %
+2.78%
% of All Funds
1.84%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
8
Increased
34
Reduced
22
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$94.4M -$2.63M -46,974 -3%
Wells Fargo
2
Wells Fargo
California
$60M +$190K +3,392 +0.3%
UBS Group
3
UBS Group
Switzerland
$43.2M +$666K +11,911 +2%
Bank of America
4
Bank of America
North Carolina
$25.3M +$4M +71,561 +19%
Goldman Sachs
5
Goldman Sachs
New York
$25M
LPL Financial
6
LPL Financial
California
$23.7M -$146K -2,609 -0.6%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$20.2M +$1.11M +19,822 +6%
CCA
8
Clearwater Capital Advisors
Illinois
$17.1M +$190K +3,404 +1%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$7.97M +$282K +5,048 +4%
Stifel Financial
10
Stifel Financial
Missouri
$7.14M +$873K +15,615 +14%
RJA
11
Raymond James & Associates
Florida
$5.94M -$794K -14,198 -12%
FAAS
12
First Allied Advisory Services
California
$5.36M +$1.03M +18,372 +25%
IH
13
IFC Holdings
Florida
$4.68M +$670K +11,989 +17%
IWM
14
IHT Wealth Management
Illinois
$4.42M +$4.22M +75,568 New
HFS
15
HL Financial Services
Kentucky
$4.04M -$232K -4,153 -6%
RWMH
16
Riverpoint Wealth Management Holdings
Illinois
$3.91M -$2.97M -53,171 -44%
WI
17
Wintrust Investments
Illinois
$3.86M +$68.4K +1,224 +2%
IA
18
IFP Advisors
Florida
$3.31M +$257K +4,600 +9%
MML Investors Services
19
MML Investors Services
Massachusetts
$3.21M +$313K +5,599 +11%
DADC
20
D.A. Davidson & Co
Montana
$3.14M +$521K +9,326 +21%
SB
21
Suntrust Banks
Georgia
$2.57M -$430K -7,692 -14%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$2.49M +$56.6K +1,012 +2%
First Trust Advisors
23
First Trust Advisors
Illinois
$2.46M +$228K +4,070 +11%
TFA
24
Transamerica Financial Advisors
Florida
$2.37M -$320K -5,730 -12%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$2.33M +$71K +1,270 +3%

FTC Hedge Fund Activity: Q3 2017 in Review

74 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2017, worth a combined $409M — up 6.1% from $386M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FTC positions and 5 closed out — a net gain of 3 holders — while 34 added to existing stakes and 22 trimmed.

The largest buyer was IHT Wealth Management, opening a new position worth an estimated $4.22M. The largest seller was Ameriprise, cutting an estimated $3.57M.

  • 74 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2017, up from 72 in Q2 2017.
  • Funds reported $409M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2017, up 6.1% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2017 and 5 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2017 was IHT Wealth Management, an estimated $4.22M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2017 was Ameriprise, an estimated $3.57M sold.

Based on aggregated 13F filings for Q3 2017.