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First Trust Large Cap Growth AlphaDEX Fund

34 hedge funds and large institutions have $129M invested in First Trust Large Cap Growth AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

31% more funds holding

Funds holding: 2634 (+8)

12% more capital invested

Capital invested by funds: $115M → $129M (+$13.7M)

3.63% less ownership

Funds ownership: 49.61%45.97% (-3.6%)

Holders
34
Holders Change
+8
Holders Change %
+30.77%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.2M +$11.3M +275,296 +22%
Bank of America
2
Bank of America
North Carolina
$12.9M +$4.27M +103,529 +51%
U
3
UBS
Switzerland
$11.7M -$4.93M -119,615 -30%
LPL Financial
4
LPL Financial
California
$7.19M -$2.12M -51,359 -23%
Wells Fargo
5
Wells Fargo
California
$4.07M -$3.25M -78,838 -45%
HFS
6
HL Financial Services
Kentucky
$2.91M -$216K -5,238 -7%
Goldman Sachs
7
Goldman Sachs
New York
$2.6M +$12.3K +299 +0.5%
CA
8
Cetera Advisors
Colorado
$2.5M +$213K +5,180 +9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.23M +$1.09M +26,537 +98%
Citigroup
10
Citigroup
New York
$2.12M +$1.99M +48,360 +2,076%
Deutsche Bank
11
Deutsche Bank
Germany
$1.97M +$1.93M +46,842 +11,623%
SI
12
Stephens Inc
Arkansas
$1.84M +$1.82M +44,072 New
AIG
13
American International Group
New York
$1.79M +$52.1K +1,264 +3%
First Trust Advisors
14
First Trust Advisors
Illinois
$1.76M -$336K -8,154 -16%
RJA
15
Raymond James & Associates
Florida
$1.62M +$1.1M +26,667 +218%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.52M +$68.1K +1,652 +5%
VFS
17
VSR Financial Services
Kansas
$1.3M +$1.07M +26,063 +501%
Ameriprise
18
Ameriprise
Minnesota
$963K -$82K -1,990 -8%
Stifel Financial
19
Stifel Financial
Missouri
$864K +$853K +20,692 New
PAG
20
Private Advisor Group
New Jersey
$620K +$612K +14,843 New
CS
21
Comerica Securities
Michigan
$541K -$15.1K -366 -3%
FHC
22
First Heartland Consultants
Missouri
$393K +$388K +9,409 New
ICOA
23
Investment Centers of America
North Dakota
$315K +$348K +8,448 New
SF
24
Synovus Financial
Georgia
$298K
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$269K +$206 +5 +0.1%

FTC Hedge Fund Activity: Q1 2014 in Review

34 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2014, worth a combined $129M — up 12% from $115M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FTC positions and 1 closed out — a net gain of 8 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $11.3M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $5.25M sold.

  • 34 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2014, up from 26 in Q4 2013.
  • Funds reported $129M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2014, up 12% quarter-over-quarter.
  • 9 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2014 and 1 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2014 was Morgan Stanley, an estimated $11.3M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2014 was Susquehanna International Group, an estimated $5.25M sold.

Based on aggregated 13F filings for Q1 2014.