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First Trust Large Cap Growth AlphaDEX Fund

113 hedge funds and large institutions have $659M invested in First Trust Large Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 33 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

39% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 33

8% more funds holding

Funds holding: 105113 (+8)

1.72% more ownership

Funds ownership: 62.15%63.87% (+1.7%)

4% more capital invested

Capital invested by funds: $632M → $659M (+$26.9M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
113
Holders Change
+8
Holders Change %
+7.62%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
46
Reduced
33
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$105M -$1.08M -15,215 -1%
Wells Fargo
2
Wells Fargo
California
$69.7M +$4.26M +60,075 +6%
UBS Group
3
UBS Group
Switzerland
$47.6M -$3.03M -42,694 -6%
LPL Financial
4
LPL Financial
California
$46.8M +$4.61M +64,954 +11%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$46.2M +$8.62M +121,624 +23%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$33.8M +$380K +5,360 +1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$29.3M +$2.52M +35,563 +9%
PI
8
PFS Investments
Georgia
$27.5M +$1.56M +21,937 +6%
Bank of America
9
Bank of America
North Carolina
$23.1M -$548K -7,732 -2%
First Trust Advisors
10
First Trust Advisors
Illinois
$18.6M +$516K +7,275 +3%
AG
11
Advisor Group
Arizona
$13M +$1.48M +20,876 +13%
CCA
12
Clearwater Capital Advisors
Illinois
$12.2M -$1.95M -27,561 -14%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$12.1M -$477K -6,726 -4%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$10.9M +$52.5K +740 +0.5%
RJA
15
Raymond James & Associates
Florida
$10.8M -$682K -9,621 -6%
FAAS
16
First Allied Advisory Services
California
$8.08M +$2.35M +33,090 +40%
GIA
17
Gladstone Institutional Advisory
Florida
$7.46M +$2.44M +34,465 +48%
DADC
18
D.A. Davidson & Co
Montana
$7.22M +$691K +9,742 +10%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$7.08M +$227K +3,204 +3%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$6.98M +$180K +2,537 +3%
MML Investors Services
21
MML Investors Services
Massachusetts
$6.97M -$508K -7,161 -7%
IA
22
IFP Advisors
Florida
$6.18M +$6.31M +89,055 New
HI
23
Horizon Investments
North Carolina
$5.74M -$34.1K -481 -0.6%
Stifel Financial
24
Stifel Financial
Missouri
$5.69M +$972K +13,708 +20%
SCA
25
Snowden Capital Advisors
New York
$5.11M +$28.6K +404 +0.6%

FTC Hedge Fund Activity: Q3 2019 in Review

113 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2019, worth a combined $659M — up 4.2% from $632M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTC positions and 8 closed out — a net gain of 8 holders — while 46 added to existing stakes and 33 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $8.62M. The largest seller was UBS Group, cutting an estimated $3.03M.

  • 113 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2019, up from 105 in Q2 2019.
  • Funds reported $659M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2019, up 4.2% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2019 and 8 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2019 was Envestnet Asset Management, an estimated $8.62M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2019 was UBS Group, an estimated $3.03M sold.

Based on aggregated 13F filings for Q3 2019.