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First Trust Large Cap Growth AlphaDEX Fund

160 hedge funds and large institutions have $524M invested in First Trust Large Cap Growth AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 52 increasing their positions, 62 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

3% more funds holding

Funds holding: 155160 (+5)

0.13% more ownership

Funds ownership: 63.47%63.6% (+0.13%)

3% less capital invested

Capital invested by funds: $538M → $524M (-$14.4M)

16% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 62

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.09M

Holders
160
Holders Change
+5
Holders Change %
+3.23%
% of All Funds
2.76%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
14
Increased
52
Reduced
62
Closed
9
Calls
Puts
$1.09M
Net Calls
-$1.09M
Net Calls Change
-$37K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$81.1M -$2.66M -28,404 -3%
LPL Financial
2
LPL Financial
California
$75.6M -$1.07M -11,382 -1%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$38.2M -$241K -2,572 -0.6%
UBS Group
4
UBS Group
Switzerland
$29.5M -$890K -9,504 -3%
Wells Fargo
5
Wells Fargo
California
$29.1M -$271K -2,896 -0.8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$24.8M +$1.49M +15,967 +6%
Bank of America
7
Bank of America
North Carolina
$18.3M -$1.82M -19,462 -8%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$15.9M -$662K -7,068 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$15.6M -$4.86M -51,902 -22%
AWS
10
Atria Wealth Solutions
New York
$10.3M +$3.58M +38,206 +47%
Osaic Holdings
11
Osaic Holdings
Arizona
$9.95M +$1.05M +11,259 +11%
JAWM
12
J. Arnold Wealth Management
Ohio
$8.63M +$9.45M +100,938 New
CI
13
CX Institutional
Indiana
$8.13M +$1.57M +16,768 +21%
DADC
14
D.A. Davidson & Co
Montana
$6.72M -$174K -1,862 -2%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$6.33M +$191K +2,038 +3%
KWM
16
Kingsview Wealth Management
Oregon
$6.28M +$1.07M +11,418 +18%
RJA
17
Raymond James & Associates
Florida
$5.51M +$8.05K +86 +0.1%
IA
18
IFP Advisors
Florida
$5.29M +$246K +2,631 +3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$5.09M -$281K -3,003 -5%
AAS
20
Avantax Advisory Services
Texas
$4.83M +$2.53K +27 +0%
Stifel Financial
21
Stifel Financial
Missouri
$4.56M -$1.99M -21,234 -28%
SCA
22
Snowden Capital Advisors
New York
$4.5M +$1.72M +18,348 +53%
IWM
23
IHT Wealth Management
Illinois
$4.32M -$16.8K -179 -0.4%
Truist Financial
24
Truist Financial
North Carolina
$3.99M -$2.88M -30,765 -40%
FPWM
25
FSB Premier Wealth Management
Iowa
$3.78M -$1.28M -13,697 -24%

FTC Hedge Fund Activity: Q3 2022 in Review

160 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2022, worth a combined $524M — down 2.7% from $538M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FTC positions and 9 closed out — a net gain of 5 holders — while 52 added to existing stakes and 62 trimmed.

The largest buyer was J. Arnold Wealth Management, opening a new position worth an estimated $9.45M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $4.86M.

  • 160 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2022, up from 155 in Q2 2022.
  • Funds reported $524M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2022, down 2.7% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2022 and 9 closed out, a net change of +5 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2022 was J. Arnold Wealth Management, an estimated $9.45M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $4.86M sold.

Based on aggregated 13F filings for Q3 2022.