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First Trust Large Cap Growth AlphaDEX Fund

62 hedge funds and large institutions have $356M invested in First Trust Large Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 12

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

10% more capital invested

Capital invested by funds: $322M → $356M (+$33.4M)

7% more funds holding

Funds holding: 5862 (+4)

3.3% more ownership

Funds ownership: 54.06%57.36% (+3.3%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

12% less call options, than puts

Call options by funds: $210K | Put options by funds: $238K

Holders
62
Holders Change
+4
Holders Change %
+6.9%
% of All Funds
1.73%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
10
Increased
33
Reduced
12
Closed
4
Calls
$210K
Puts
$238K
Net Calls
-$28K
Net Calls Change
-$28K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$96.7M +$10.3M +212,255 +11%
Wells Fargo
2
Wells Fargo
California
$49.7M +$16.3M +336,719 +45%
UBS Group
3
UBS Group
Switzerland
$36.4M +$2.03M +41,877 +6%
HA
4
Hays Advisory
Tennessee
$25.7M +$4.85M +100,034 +22%
SAM
5
Shamrock Asset Management
Texas
$22.5M +$1.83M +37,818 +8%
Bank of America
6
Bank of America
North Carolina
$20.3M +$2.64M +54,558 +14%
LPL Financial
7
LPL Financial
California
$18.5M +$1.05M +21,634 +6%
Ameriprise
8
Ameriprise
Minnesota
$11.1M +$2.98M +61,573 +34%
HI
9
Horizon Investments
North Carolina
$8.55M +$4.12M +85,082 +83%
Goldman Sachs
10
Goldman Sachs
New York
$7.82M -$4.99M -103,062 -38%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$7.05M +$1.49M +30,714 +25%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.09M +$5.8M +119,837 +886%
FHA
13
First Horizon Advisors
Tennessee
$5.9M -$460K -9,497 -7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.31M +$1.17M +24,118 +50%
HFS
15
HL Financial Services
Kentucky
$3.3M -$11.5K -237 -0.3%
Stifel Financial
16
Stifel Financial
Missouri
$3.24M +$1.59M +32,738 +86%
SIM
17
SSI Investment Management
California
$3.02M +$3.2M +66,109 New
RJA
18
Raymond James & Associates
Florida
$2.81M +$745K +15,388 +33%
Citigroup
19
Citigroup
New York
$2.5M +$963K +19,884 +57%
Jane Street
20
Jane Street
New York
$2.42M +$933K +19,269 +57%
AIG
21
American International Group
New York
$2.31M +$153K +3,165 +7%
FAAS
22
First Allied Advisory Services
California
$1.81M -$298K -6,161 -13%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.15M +$328K +6,765 +37%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$1.13M -$75.8K -1,564 -6%
MFS
25
MSI Financial Services
Massachusetts
$879K +$827K +17,080 +790%

FTC Hedge Fund Activity: Q3 2015 in Review

62 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2015, worth a combined $356M — up 10% from $322M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTC positions and 4 closed out — a net gain of 6 holders — while 33 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $16.3M. The largest seller was Goldman Sachs, cutting an estimated $4.99M.

  • 62 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2015, up from 58 in Q2 2015.
  • Funds reported $356M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2015, up 10% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2015 and 4 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2015 was Wells Fargo, an estimated $16.3M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2015 was Goldman Sachs, an estimated $4.99M sold.

Based on aggregated 13F filings for Q3 2015.