Timber Hill’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Timber Hill’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-5,390	Closed	-$200K	–	3044
2013 Q3	$200K	Sell	5,390 -15,052	-74%	-$546K	﹤0.01%	3043
2013 Q2	$710K	Buy	+20,442	New	+$703K	﹤0.01%	2218

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Timber Hill's FTC Position: Q4 2013 in Review

Timber Hill sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q4 2013, closing a stake of 5,390 shares — an estimated $200K sold.

Timber Hill first reported a position in FTC in Q2 2013 and held it in 2 quarters. The position peaked at $710K in Q2 2013. 26 funds tracked by Wall St. Rank hold FTC as of Q4 2013.

Timber Hill reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q4 2013 after selling out during the quarter.
Timber Hill sold 5,390 First Trust Large Cap Growth AlphaDEX Fund shares in Q4 2013, an estimated $200K.
Timber Hill first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q2 2013 and held it in 2 quarters.
Timber Hill's First Trust Large Cap Growth AlphaDEX Fund position peaked at $710K in Q2 2013.
26 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q4 2013.

Based on Timber Hill's 13F filing for Q4 2013, filed 14 Feb 2014.