Wintrust Investments’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Wintrust Investments’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-63,071	Closed	-$5.3M	–	248
2020 Q3	$5.3M	Sell	63,071 -6,263	-9%	-$514K	0.73%	27
2020 Q2	$5.31M	Sell	69,334 -5,173	-7%	-$363K	0.74%	28
2020 Q1	$4.46M	Sell	74,507 -9,521	-11%	-$671K	0.73%	30
2019 Q4	$6.13M	Buy	84,028 +11,061	+15%	+$783K	0.86%	22
2019 Q3	$5.11M	Sell	72,967 -454	-0.6%	-$32.2K	0.76%	25
2019 Q2	$5.16M	Sell	73,421 -434	-0.6%	-$29.6K	0.78%	25
2019 Q1	$4.95M	Buy	73,855 +3,857	+6%	+$245K	0.8%	25
2018 Q4	$4.01M	Buy	69,998 +78	+0.1%	+$4.85K	0.75%	23
2018 Q3	$4.92M	Buy	69,920 +2,546	+4%	+$175K	0.8%	23
2018 Q2	$4.45M	Buy	67,374 +1,455	+2%	+$95.6K	0.77%	24
2018 Q1	$4.21M	Buy	65,919 +424	+0.6%	+$27.3K	1.07%	17
2017 Q4	$4.01M	Sell	65,495 -1,756	-3%	-$105K	0.94%	18
2017 Q3	$3.86M	Buy	67,251 +1,224	+2%	+$68.4K	0.98%	15
2017 Q2	$3.63M	Buy	66,027 +1,490	+2%	+$80.3K	0.97%	15
2017 Q1	$3.4M	Buy	64,537 +14,542	+29%	+$750K	0.97%	15
2016 Q4	$2.45M	Buy	+49,995	New	+$2.46M	1.02%	16

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

MCC

Money Concepts Capital Palm Beach Gardens, Florida $1.81B AUM 21.93% 1-Year Est. Return

Wintrust Investments's FTC Position: Q4 2020 in Review

Wintrust Investments sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q4 2020, closing a stake of 63,071 shares — an estimated $5.3M sold.

Wintrust Investments first reported a position in FTC in Q4 2016 and held it in 16 quarters. The position peaked at $6.13M in Q4 2019. 143 funds tracked by Wall St. Rank hold FTC as of Q4 2020.

Wintrust Investments reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q4 2020 after selling out during the quarter.
Wintrust Investments sold 63,071 First Trust Large Cap Growth AlphaDEX Fund shares in Q4 2020, an estimated $5.3M.
Wintrust Investments first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q4 2016 and held it in 16 quarters.
Wintrust Investments's First Trust Large Cap Growth AlphaDEX Fund position peaked at $6.13M in Q4 2019.
143 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q4 2020.

Based on Wintrust Investments's 13F filing for Q4 2020, filed 8 Feb 2021.