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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
IBM
IBM
$193B
| $5.42M | 0.18% |
46,637
+133
| +0.3% | +$15.7K |
|
127
Nike
NKE
$62.6B
| $5.41M | 0.18% |
43,124
-1,331
| -3% | -$143K |
|
128
ARK Innovation ETF
ARKK
$6.23B
| $5.24M | 0.18% |
56,907
+31,358
| +123% | +$2.68M |
|
|
ESEB
129
DELISTED
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
| $5.21M | 0.18% |
240,135
-20,020
| -8% | -$441K |
|
130
GraniteShares Gold Shares
BAR
$1.39B
| $5.19M | 0.17% |
276,809
-17,518
| -6% | -$333K |
|
131
Vanguard Mid-Cap ETF
VO
$106B
| $5.14M | 0.17% |
116,560
-8,744
| -7% | -$381K |
|
132
Salesforce
CRM
$133B
| $5.07M | 0.17% |
20,178
+70
| +0.3% | +$15.3K |
|
133
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
| $5.06M | 0.17% |
140,246
+1,606
| +1% | +$57.6K |
|
134
Coca-Cola
KO
$354B
| $5.02M | 0.17% |
101,762
-1,692
| -2% | -$81.4K |
|
135
Gilead Sciences
GILD
$162B
| $4.99M | 0.17% |
78,953
+5,326
| +7% | +$369K |
|
136
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $4.98M | 0.17% |
80,177
+37,582
| +88% | +$2.33M |
|
137
Eli Lilly
LLY
$1.04T
| $4.94M | 0.17% |
33,345
-3,963
| -11% | -$613K |
|
138
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $4.92M | 0.17% |
36,837
-6,251
| -15% | -$835K |
|
139
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $4.86M | 0.16% |
50,766
-5,701
| -10% | -$548K |
|
140
Adobe
ADBE
$86.8B
| $4.85M | 0.16% |
9,881
+873
| +10% | +$406K |
|
141
United Parcel Service
UPS
$98.5B
| $4.77M | 0.16% |
28,632
-4,591
| -14% | -$668K |
|
142
Honeywell
HON
$73.8B
| $4.76M | 0.16% |
30,704
+3,159
| +11% | +$469K |
|
143
First Trust Preferred Securities and Income ETF
FPE
$6.34B
| $4.75M | 0.16% |
+247,584
| New | +$4.73M |
|
144
PayPal
PYPL
$49B
| $4.73M | 0.16% |
24,026
+5,399
| +29% | +$1.02M |
|
145
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
| $4.71M | 0.16% |
45,366
-626
| -1% | -$64.1K |
|
146
Caterpillar
CAT
$410B
| $4.62M | 0.16% |
30,962
+46
| +0.1% | +$6.46K |
|
147
Vanguard Health Care ETF
VHT
$17.8B
| $4.61M | 0.15% |
22,575
+1,170
| +5% | +$237K |
|
148
ServiceNow
NOW
$98.4B
| $4.6M | 0.15% |
47,460
+12,490
| +36% | +$1.12M |
|
149
Southern Company
SO
$108B
| $4.5M | 0.15% |
83,066
+22,481
| +37% | +$1.2M |
|
150
Citigroup
C
$222B
| $4.43M | 0.15% |
102,752
-14,766
| -13% | -$736K |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.