First Allied Advisory Services’s ARK Innovation ETF ARKK Stock Holding History

First Allied Advisory Services’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$5.24M	Buy	56,907 +31,358	+123%	+$2.68M	0.18%	128
2020 Q2	$1.82M	Buy	25,549 +4,345	+20%	+$254K	0.07%	303
2020 Q1	$933K	Buy	21,204 +4,694	+28%	+$239K	0.04%	408
2019 Q4	$833K	Buy	16,510 +8,868	+116%	+$412K	0.03%	540
2019 Q3	$326K	Buy	7,642 +3,476	+83%	+$159K	0.01%	852
2019 Q2	$200K	Buy	+4,166	New	+$190K	0.01%	1102

Other funds holding ARKK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

MFG

Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

First Allied Advisory Services's ARKK Position: Q3 2020 in Review

First Allied Advisory Services increased its ARK Innovation ETF (ARKK) stake by 123% in Q3 2020, buying an estimated $2.68M and bringing the position to 56,907 shares worth $5.24M. The position accounts for 0.18% of the portfolio, ranked #128.

First Allied Advisory Services first reported a position in ARKK in Q2 2019 and has held it in 6 quarters since. 412 funds tracked by Wall St. Rank hold ARKK as of Q3 2020.

First Allied Advisory Services held 56,907 shares of ARK Innovation ETF worth $5.24M as of Q3 2020.
First Allied Advisory Services bought 31,358 ARK Innovation ETF shares in Q3 2020, an estimated $2.68M.
ARK Innovation ETF made up 0.18% of First Allied Advisory Services's portfolio in Q3 2020, its #128 holding.
First Allied Advisory Services first reported a position in ARK Innovation ETF in Q2 2019 and has held it in 6 quarters since.
412 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.