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ARK Innovation ETF

229 hedge funds and large institutions have $900M invested in ARK Innovation ETF in 2020 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 113 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 20

146% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 46

13% more funds holding in top 10

Funds holding in top 10: 1517 (+2)

13% more capital invested

Capital invested by funds: $798M → $900M (+$103M)

13% more funds holding

Funds holding: 203229 (+26)

2.98% more ownership

Funds ownership: 42.6%45.58% (+3%)

68% less call options, than puts

Call options by funds: $2.03M | Put options by funds: $6.3M

Holders
229
Holders Change
+26
Holders Change %
+12.81%
% of All Funds
5.05%
Holding in Top 10
17
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+13.33%
% of All Funds
0.37%
New
51
Increased
113
Reduced
46
Closed
20
Calls
$2.03M
Puts
$6.3M
Net Calls
-$4.28M
Net Calls Change
-$168K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$212M +$62.2M +1,219,498 +34%
RJA
2
Raymond James & Associates
Florida
$72.3M +$4.78M +93,679 +6%
LPL Financial
3
LPL Financial
California
$65.2M +$12.7M +249,072 +20%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$38.3M +$17.3M +339,317 +64%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$27.5M +$11.3M +221,830 +55%
PP
6
PagnatoKarp Partners
Virginia
$25.4M +$9.82M +192,604 +50%
HighTower Advisors
7
HighTower Advisors
Illinois
$24.7M +$6.23M +122,207 +28%
Bank of America
8
Bank of America
North Carolina
$24.4M +$19.4M +380,756 +220%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$19.8M +$22.9M +448,446 +33,516%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$18.4M +$4.21M +82,486 +25%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$18.3M +$36.2K +710 +0.2%
CFA
12
Carroll Financial Associates
North Carolina
$14.9M +$5.38M +105,501 +45%
CAN
13
Claraphi Advisory Network
United States
$14.6M +$2.46M +48,304 +17%
OCPWS
14
One Charles Private Wealth Services
Massachusetts
$13.9M +$58.6K +1,149 +0.4%
APA
15
American Portfolios Advisors
New York
$12.5M +$2.47M +48,455 +21%
SCA
16
Snowden Capital Advisors
New York
$11.8M -$118K -2,321 -0.9%
Kayne Anderson Rudnick Investment Management
17
Kayne Anderson Rudnick Investment Management
California
$11.4M +$1.63M +31,996 +14%
ET
18
Equitable Trust
Tennessee
$10.8M +$6.54M +128,308 +111%
MIAN
19
Mariner Independent Advisor Network
Kansas
$9.74M +$688K +13,493 +6%
ACA
20
Ascension Capital Advisors
Texas
$8.87M +$619K +12,147 +6%
Osaic Holdings
21
Osaic Holdings
Arizona
$8.15M +$9.7M +190,178 New
HGWM
22
Harvest Group Wealth Management
Massachusetts
$7.94M +$2.26M +44,336 +33%
RCM
23
Requisite Capital Management
Texas
$7.79M +$9.02M +176,948 New
PWM
24
PRW Wealth Management
Massachusetts
$6.79M +$1.48M +29,124 +23%
CAN
25
Cetera Advisor Networks
California
$6.71M +$2.87M +56,223 +58%

ARKK Hedge Fund Activity: Q1 2020 in Review

229 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2020, worth a combined $900M — up 13% from $798M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ARKK positions and 20 closed out — a net gain of 31 holders — while 113 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $62.2M. The largest seller was Legend Financial Advisors, exiting entirely with an estimated $9.36M sold.

  • 229 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2020, up from 203 in Q4 2019.
  • Funds reported $900M of ARK Innovation ETF stock for Q1 2020, up 13% quarter-over-quarter.
  • 51 funds opened new ARK Innovation ETF positions in Q1 2020 and 20 closed out, a net change of +31 holders.
  • The largest ARK Innovation ETF buyer in Q1 2020 was Morgan Stanley, an estimated $62.2M added.
  • The largest ARK Innovation ETF seller in Q1 2020 was Legend Financial Advisors, an estimated $9.36M sold.

Based on aggregated 13F filings for Q1 2020.