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ARK Innovation ETF
ARKK

Overview Fund Activity

137 hedge funds and large institutions have $380M invested in ARK Innovation ETF in 2018 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 31 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
137
Holders Change
+17
Holders Change %
+14.17%
% of All Funds
3.06%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
38
Increased
48
Reduced
31
Closed
19
Calls
$387K
Puts
$655K
Net Calls
-$268K
Net Calls Change
+$1.58M

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$12.6M
2
Morgan Stanley
Morgan Stanley
New York
+$4.61M
3
CFA
Carroll Financial Associates
North Carolina
+$3.64M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.63M
5
LPL Financial
LPL Financial
California
+$3.19M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$15M
2
SWM
Sanctuary Wealth Management
Idaho
-$9.99M
3
AWA
Arete Wealth Advisors
Illinois
-$5.79M
4
SPL
Smart Portfolios LLC
Washington
-$3.91M
5
PCM
Penserra Capital Management
California
-$2.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$109M +$4.61M +124,006 +4%
RJA
2
Raymond James & Associates
Florida
$47.8M +$12.6M +338,962 +36%
LPL Financial
3
LPL Financial
California
$33.8M +$3.19M +85,689 +10%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$13.9M -$754K -20,286 -5%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$9.74M +$1.32M +35,384 +16%
SCA
6
Snowden Capital Advisors
New York
$8.72M +$1.04M +27,877 +13%
CAN
7
Claraphi Advisory Network
United States
$8.52M -$296K -7,965 -3%
HighTower Advisors
8
HighTower Advisors
Illinois
$8.43M +$306K +8,231 +4%
CFA
9
Carroll Financial Associates
North Carolina
$8.09M +$3.64M +90,730 +82%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$7.58M -$1.1M -29,522 -13%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$7.19M -$15M -404,109 -68%
BA
12
BKS Advisors
Michigan
$6.5M +$817K +21,971 +14%
PWM
13
PRW Wealth Management
Massachusetts
$5.83M +$5.83M +156,778 New
LFA
14
Legend Financial Advisors
Pennsylvania
$5.27M +$5.27M +141,799 New
APA
15
American Portfolios Advisors
New York
$5.13M +$250K +6,734 +5%
SPC
16
Sigma Planning Corp
Michigan
$4.85M +$57.4K +1,543 +1%
RFWA
17
RPg Family Wealth Advisory
Massachusetts
$4.26M -$136K -3,662 -3%
MIAN
18
Mariner Independent Advisor Network
Kansas
$4.25M +$2.32M +55,555 +121%
PAG
19
Private Advisor Group
New Jersey
$3.8M +$707K +19,004 +23%
LPT
20
Legacy Private Trust
Wisconsin
$3.79M +$273K +7,331 +8%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$3.63M +$3.63M +97,721 New
SI
22
Stephens Inc
Arkansas
$3.55M +$513K +13,782 +17%
CAN
23
Cetera Advisor Networks
California
$3.53M +$1.63M +43,820 +86%
BW
24
Bison Wealth
Georgia
$3.41M +$480K +12,906 +16%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$3.2M +$58K +1,559 +2%
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