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ARK Innovation ETF

791 hedge funds and large institutions have $7.46B invested in ARK Innovation ETF in 2021 Q1 according to their latest regulatory filings, with 224 funds opening new positions, 380 increasing their positions, 157 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

184% more first-time investments, than exits

New positions opened: 224 | Existing positions closed: 79

142% more repeat investments, than reductions

Existing positions increased: 380 | Existing positions reduced: 157

21% more capital invested

Capital invested by funds: $6.18B → $7.46B (+$1.28B)

21% more funds holding

Funds holding: 656791 (+135)

0.64% less ownership

Funds ownership: 34.9%34.27% (-0.64%)

4% less funds holding in top 10

Funds holding in top 10: 7471 (-3)

60% less call options, than puts

Call options by funds: $2.27B | Put options by funds: $5.6B

Holders
791
Holders Change
+135
Holders Change %
+20.58%
% of All Funds
13.89%
Holding in Top 10
71
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-4.05%
% of All Funds
1.25%
New
224
Increased
380
Reduced
157
Closed
79
Calls
$2.27B
Puts
$5.6B
Net Calls
-$3.34B
Net Calls Change
-$2.63B
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.29B +$166M +1,229,356 +13%
Bank of America
2
Bank of America
North Carolina
$788M +$417M +3,085,079 +89%
LPL Financial
3
LPL Financial
California
$443M +$104M +767,544 +26%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$193M +$25.4M +187,702 +13%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$181M -$16M -118,485 -7%
Goldman Sachs
6
Goldman Sachs
New York
$177M +$189M +1,393,472 +1,680%
RJA
7
Raymond James & Associates
Florida
$171M -$24.6M -181,635 -11%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$161M -$14.2M -104,706 -7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$153M +$31.6M +233,905 +23%
PAG
10
Private Advisor Group
New Jersey
$130M +$51.1M +377,845 +53%
Osaic Holdings
11
Osaic Holdings
Arizona
$129M +$38.5M +284,389 +36%
HighTower Advisors
12
HighTower Advisors
Illinois
$128M -$18.1M -133,849 -11%
SDH
13
Sloy Dahl & Holst
Washington
$126M +$143M +1,053,780 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$120M +$14.8M +109,157 +12%
MFG
15
Merit Financial Group
Georgia
$102M +$8.14M +60,171 +8%
Fifth Third Bancorp
16
Fifth Third Bancorp
Ohio
$94.6M +$997K +7,371 +0.9%
Jane Street
17
Jane Street
New York
$78M -$16.6M -122,664 -16%
CAM
18
Cresset Asset Management
Illinois
$75.9M -$16.9M -124,971 -16%
APA
19
American Portfolios Advisors
New York
$64.7M +$11.1M +82,247 +18%
JP Morgan Chase
20
JP Morgan Chase
New York
$62.1M +$49M +361,789 +232%
Kayne Anderson Rudnick Investment Management
21
Kayne Anderson Rudnick Investment Management
California
$57.4M +$2.22M +16,399 +4%
MIAN
22
Mariner Independent Advisor Network
Kansas
$56.8M +$4.69M +34,635 +8%
BCM
23
Brookstone Capital Management
Illinois
$46.4M +$21M +155,135 +67%
Wells Fargo
24
Wells Fargo
California
$42.5M +$42.6M +314,893 +798%
KAS
25
Kestra Advisory Services
Texas
$40.1M -$1.26M -9,292 -3%

ARKK Hedge Fund Activity: Q1 2021 in Review

791 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2021, worth a combined $7.46B — up 21% from $6.18B a quarter earlier.

Buyers outnumbered sellers: 224 funds opened new ARKK positions and 79 closed out — a net gain of 145 holders — while 380 added to existing stakes and 157 trimmed.

The largest buyer was Bank of America, adding an estimated $417M. The largest seller was Park Capital Group, exiting entirely with an estimated $44.7M sold.

  • 791 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2021, up from 656 in Q4 2020.
  • Funds reported $7.46B of ARK Innovation ETF stock for Q1 2021, up 21% quarter-over-quarter.
  • 224 funds opened new ARK Innovation ETF positions in Q1 2021 and 79 closed out, a net change of +145 holders.
  • The largest ARK Innovation ETF buyer in Q1 2021 was Bank of America, an estimated $417M added.
  • The largest ARK Innovation ETF seller in Q1 2021 was Park Capital Group, an estimated $44.7M sold.

Based on aggregated 13F filings for Q1 2021.