We are live on ! Find out more
ARKK icon

ARK Innovation ETF

166 hedge funds and large institutions have $602M invested in ARK Innovation ETF in 2019 Q1 according to their latest regulatory filings, with 44 funds opening new positions, 73 increasing their positions, 25 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 14

192% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 25

58% more capital invested

Capital invested by funds: $380M → $602M (+$222M)

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

21% more funds holding

Funds holding: 137166 (+29)

2.19% more ownership

Funds ownership: 35.08%37.28% (+2.2%)

49% less call options, than puts

Call options by funds: $509K | Put options by funds: $1M

Holders
166
Holders Change
+29
Holders Change %
+21.17%
% of All Funds
3.59%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.19%
New
44
Increased
73
Reduced
25
Closed
14
Calls
$509K
Puts
$1M
Net Calls
-$496K
Net Calls Change
-$228K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$158M +$20.2M +459,961 +16%
RJA
2
Raymond James & Associates
Florida
$65M +$4.63M +105,262 +8%
LPL Financial
3
LPL Financial
California
$53.7M +$10.6M +241,670 +27%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$28.7M +$18.5M +420,164 +217%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$20.9M +$3.22M +73,105 +20%
CAN
6
Claraphi Advisory Network
United States
$17M +$5.96M +135,397 +59%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$15.8M +$3.39M +77,056 +29%
HighTower Advisors
8
HighTower Advisors
Illinois
$15.3M +$4.46M +101,402 +45%
SCA
9
Snowden Capital Advisors
New York
$12.1M +$1.11M +25,223 +11%
CFA
10
Carroll Financial Associates
North Carolina
$11.1M +$1.53M +34,741 +17%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$10.2M +$656K +14,909 +7%
MIAN
12
Mariner Independent Advisor Network
Kansas
$9M +$3.91M +88,895 +88%
APA
13
American Portfolios Advisors
New York
$8.15M +$1.6M +36,457 +26%
BA
14
BKS Advisors
Michigan
$8.14M -$26.9K -611 -0.3%
PWM
15
PRW Wealth Management
Massachusetts
$8.14M +$771K +17,514 +11%
SPC
16
Sigma Planning Corp
Michigan
$7.24M +$1.08M +24,645 +19%
HGWM
17
Harvest Group Wealth Management
Massachusetts
$7.13M +$6.71M +152,517 New
LFA
18
Legend Financial Advisors
Pennsylvania
$6.74M +$104K +2,363 +2%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$5.38M +$3.2M +72,743 +172%
RFWA
20
RPg Family Wealth Advisory
Massachusetts
$5.37M +$20.6K +469 +0.4%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$5.34M +$1.64M +37,153 +1,012%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$4.92M +$1.98M +44,905 +74%
Jane Street
23
Jane Street
New York
$4.79M +$4.51M +102,413 New
PAG
24
Private Advisor Group
New Jersey
$4.73M -$43.1K -980 -1%
BW
25
Bison Wealth
Georgia
$4.41M +$114K +2,593 +3%

ARKK Hedge Fund Activity: Q1 2019 in Review

166 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2019, worth a combined $602M — up 58% from $380M a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new ARKK positions and 14 closed out — a net gain of 30 holders — while 73 added to existing stakes and 25 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $20.2M. The largest seller was Stephens Inc, cutting an estimated $3.41M.

  • 166 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2019, up from 137 in Q4 2018.
  • Funds reported $602M of ARK Innovation ETF stock for Q1 2019, up 58% quarter-over-quarter.
  • 44 funds opened new ARK Innovation ETF positions in Q1 2019 and 14 closed out, a net change of +30 holders.
  • The largest ARK Innovation ETF buyer in Q1 2019 was Morgan Stanley, an estimated $20.2M added.
  • The largest ARK Innovation ETF seller in Q1 2019 was Stephens Inc, an estimated $3.41M sold.

Based on aggregated 13F filings for Q1 2019.