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ARK Innovation ETF

618 hedge funds and large institutions have $3.35B invested in ARK Innovation ETF in 2022 Q3 according to their latest regulatory filings, with 52 funds opening new positions, 199 increasing their positions, 243 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $3.13B → $3.35B (+$220M)

4.98% more ownership

Funds ownership: 39.4%44.38% (+5%)

6% less funds holding

Funds holding: 655618 (-37)

10% less funds holding in top 10

Funds holding in top 10: 2018 (-2)

13% less call options, than puts

Call options by funds: $1.41B | Put options by funds: $1.61B

18% less repeat investments, than reductions

Existing positions increased: 199 | Existing positions reduced: 243

34% less first-time investments, than exits

New positions opened: 52 | Existing positions closed: 79

Holders
618
Holders Change
-37
Holders Change %
-5.65%
% of All Funds
10.65%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.31%
New
52
Increased
199
Reduced
243
Closed
79
Calls
$1.41B
Puts
$1.61B
Net Calls
-$202M
Net Calls Change
+$301M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$483M +$85.8M +1,927,873 +18%
Wells Fargo
2
Wells Fargo
California
$341M +$244M +5,473,970 +154%
SAMH
3
Shanda Asset Management Holdings
British Virgin Islands
$267M +$315M +7,083,100 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$204M +$176M +3,961,314 +272%
Bank of America
5
Bank of America
North Carolina
$178M +$20.4M +457,288 +11%
LPL Financial
6
LPL Financial
California
$137M +$1.34M +30,165 +0.8%
CAC
7
Cowen and Company
New York
$131M +$41.6M +933,400 +37%
Goldman Sachs
8
Goldman Sachs
New York
$97.8M -$85M -1,908,298 -42%
JP Morgan Chase
9
JP Morgan Chase
New York
$96.2M -$11.6M -259,954 -9%
BNP Paribas Financial Markets
10
BNP Paribas Financial Markets
France
$70.6M +$65.4M +1,469,763 +365%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$49.1M +$2.79M +62,599 +5%
Citigroup
12
Citigroup
New York
$47.1M -$1.41M -31,571 -2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$46.9M +$75.2K +1,689 +0.1%
UBS Group
14
UBS Group
Switzerland
$44.6M -$11.7M -263,448 -18%
Osaic Holdings
15
Osaic Holdings
Arizona
$41.1M +$936K +21,031 +2%
RJA
16
Raymond James & Associates
Florida
$40.8M -$4.3M -96,541 -8%
HighTower Advisors
17
HighTower Advisors
Illinois
$38.8M +$7.25M +162,900 +19%
State of Wisconsin Investment Board
18
State of Wisconsin Investment Board
Wisconsin
$34.9M -$41.1M -924,000 -50%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$34M -$2.42M -54,408 -6%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$31.2M +$1.06M +23,790 +3%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$27.8M -$115K -2,579 -0.3%
BA
22
Bristlecone Advisors
Washington
$26.7M
CAM
23
Cresset Asset Management
Illinois
$21.4M +$452K +10,142 +2%
Citadel Advisors
24
Citadel Advisors
Florida
$18.1M -$5.99M -134,480 -22%
Barclays
25
Barclays
United Kingdom
$17.5M -$8.14M -182,760 -28%

ARKK Hedge Fund Activity: Q3 2022 in Review

618 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q3 2022, worth a combined $3.35B — up 7% from $3.13B a quarter earlier.

Sellers outnumbered buyers: 79 funds closed out of ARKK and 52 opened new positions — a net loss of 27 holders — while 243 trimmed existing stakes and 199 added.

The largest buyer was Shanda Asset Management Holdings, opening a new position worth an estimated $315M. The largest seller was Goldman Sachs, cutting an estimated $85M.

  • 618 institutional investors held ARK Innovation ETF (ARKK) as of Q3 2022, down from 655 in Q2 2022.
  • Funds reported $3.35B of ARK Innovation ETF stock for Q3 2022, up 7% quarter-over-quarter.
  • 52 funds opened new ARK Innovation ETF positions in Q3 2022 and 79 closed out, a net change of -27 holders.
  • The largest ARK Innovation ETF buyer in Q3 2022 was Shanda Asset Management Holdings, an estimated $315M added.
  • The largest ARK Innovation ETF seller in Q3 2022 was Goldman Sachs, an estimated $85M sold.

Based on aggregated 13F filings for Q3 2022.