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ARK Innovation ETF

70 hedge funds and large institutions have $82.7M invested in ARK Innovation ETF in 2017 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 24 increasing their positions, 4 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 4

134% more capital invested

Capital invested by funds: $35.3M → $82.7M (+$47.4M)

112% more funds holding

Funds holding: 3370 (+37)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0.63% less ownership

Funds ownership: 22.6%21.97% (-0.63%)

Holders
70
Holders Change
+37
Holders Change %
+112.12%
% of All Funds
1.59%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
37
Increased
24
Reduced
4
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.2M +$8.53M +237,238 +104%
LPL Financial
2
LPL Financial
California
$7.89M +$4.3M +119,630 +129%
AWA
3
Arete Wealth Advisors
Illinois
$6.09M +$5.91M +164,321 New
BA
4
BKS Advisors
Michigan
$5.72M -$1.12M -31,273 -17%
SCA
5
Snowden Capital Advisors
New York
$5.42M +$5.25M +146,124 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$3.57M +$987K +27,455 +40%
Jane Street
7
Jane Street
New York
$2.96M +$1.39M +38,785 +94%
IA
8
IFP Advisors
Florida
$2.69M +$633K +17,598 +32%
APA
9
American Portfolios Advisors
New York
$2.61M +$2.53M +70,342 New
HighTower Advisors
10
HighTower Advisors
Illinois
$2.39M +$1.04M +28,876 +81%
RJA
11
Raymond James & Associates
Florida
$2.07M +$852K +23,701 +74%
PCM
12
Penserra Capital Management
California
$2.01M +$1.95M +54,285 New
CFA
13
Carroll Financial Associates
North Carolina
$2M +$187K +5,203 +11%
ACM
14
Avalon Capital Management
California
$1.82M +$1.76M +48,987 New
BW
15
Bison Wealth
Georgia
$1.72M +$509K +14,153 +44%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.49M +$125K +3,485 +9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.34M +$274K +7,627 +27%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.26M +$539K +14,996 +79%
FA
19
FDx Advisors
Illinois
$973K +$944K +26,241 New
CAN
20
Cetera Advisor Networks
California
$807K -$82.3K -2,290 -10%
SI
21
SII Investments
Wisconsin
$791K +$205K +5,696 +36%
SPC
22
Sigma Planning Corp
Michigan
$758K +$164K +4,562 +29%
XS
23
XML Securities
Maryland
$726K +$705K +19,593 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$724K +$702K +19,536 New
RW
25
REDW Wealth
New Mexico
$706K +$329K +9,145 +92%

ARKK Hedge Fund Activity: Q4 2017 in Review

70 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q4 2017, worth a combined $82.7M — up 134% from $35.3M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new ARKK positions and 0 closed out — a net gain of 37 holders — while 24 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.53M. The largest seller was BKS Advisors, cutting an estimated $1.12M.

  • 70 institutional investors held ARK Innovation ETF (ARKK) as of Q4 2017, up from 33 in Q3 2017.
  • Funds reported $82.7M of ARK Innovation ETF stock for Q4 2017, up 134% quarter-over-quarter.
  • 37 funds opened new ARK Innovation ETF positions in Q4 2017 and 0 closed out, a net change of +37 holders.
  • The largest ARK Innovation ETF buyer in Q4 2017 was Morgan Stanley, an estimated $8.53M added.
  • The largest ARK Innovation ETF seller in Q4 2017 was BKS Advisors, an estimated $1.12M sold.

Based on aggregated 13F filings for Q4 2017.